| FINRA.org Skip to main content

Matthew Carnes Comment On Regulatory Notice 22-08

The decision for an individual to invest in any stock, bond, commodity or derivative future never be restricted by a subjective analysis of an individual's understanding of that particular investment instrument. Risk in investment is a specifically individual decision to made by an investor.

If an investment instrument is so complex as to need restriction to only the high income or specially educated, they shouldn't be restricted, they should be outlawed(made illegal).

Ronald Kent Comment On Regulatory Notice 22-08

It makes NO sense to require testing and other regulatory restrictions on the use of inverse and related funds. I utilize them in hedging activities when risk within the market becomes excessive without the need to sell securities at short-term taxable gain. I have a brain and am perfectly capable of understanding and determining when to use such securities. I do NOT need PERMISSION from ANY authority (including FINRA or any broker) to invest my own funds.

Jonathan Uecker Comment On Regulatory Notice 22-08

Hi, I'm just righting to say that I oppose further regulation on leveraged funds. I don't want to have to demonstrate a certain amount of wealth or regulated investment knowledge. I do use these funds as part of my own investing strategy. I know what I'm doing when I buy these and I know there is risk involved. Don't regulate this and discriminate against normal income people. Thanks,

Thomas Frye Comment On Regulatory Notice 22-08

To whom it may concern, How dare you [REDACTED] sit there and try to make us, the consumer, have even less choices to decide what we do with our money and investment plans? We should be the one that makes the choices not you. Your job is to make whatever company signed up with you follows rules to protect the consumer, but this doesnt protect the consumer from the company, but rather is trying to protect us from ourselves. Self righteousness at its finest. Stay out of our business! If that means we lose our money, then thats on us no one else.