| FINRA.org Skip to main content

Timothy Broome Comment On Regulatory Notice 22-08

Leveraged and Inverse Funds allow for retail investors to hedge positions without having to invest in options with less liquid pricing. Please do not ban them.

Retail Investors are already disadvantaged by not being allowed to invest in hedge funds. With the market so overpriced due to PRISM sponsored companies trading at high multiples, and the potential of a rapid devaluation of the dollar, taking away these funds would be cruel.

Jeffrey Groton Comment On Regulatory Notice 22-08

You not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
You not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
Leveraged and inverse funds are important to your
investment strategies. Consider explaining ways you use

Timothy Golick Comment On Regulatory Notice 22-08

I strongly support my right to determine my investment objectives and to invest a portion of my assets in leveraged and inverse funds as a means to attain those objectives. The government has no legitimate role in limiting my investment choices. Please do not support any legislative or regulatory efforts to further restrict leveraged and inverse funds as an investment medium available to individual investors.

Peter Hallman Comment On Regulatory Notice 22-08

My account balance is under $10,000 and I have used the triple leveraged ETF's for over 3 years. The bid/ask spread on option prices expands during volatile market drops making it near impossible to buy/sell contracts. Meanwhile I'm still able to enter and exit trades in triple ETF's during these trying market periods. Do not take this investment opportunity from small investors. Instead, you should be repealing the pattern day trading rules which handicap and harm small account investors.