Clark Li Comment On Regulatory Notice 22-08
I am a long time investor and have rich knowledge investing in leveraged and inverse fund. Please don't impose any regulation on these funds.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I am a long time investor and have rich knowledge investing in leveraged and inverse fund. Please don't impose any regulation on these funds.
I am, in general, opposed to the need for additional barriers of entry to use leveraged and inverse funds. The existing regulations require stockbrokers to monitor age and balances of accounts, and already quiz traders on their experience using such investment tools. There is always a risk no matter what the investment, and there's no real difference between leveraged/inverse funds and other mechanisms like speculative stocks or options trades. The barrier of entry would keep younger investors from potential gains early in their trading years.
It is critically important to allow everyday investors to have access to the same products that the big guns have access to!
We are not stupid!
Please allow us to trade freely
Leveraged and inverse funds are critically important to me in hedging our portfolio risk. Any efforts to curtail their availability would be short sighted and an egregious abuse of regulatory authority. Please leave them alone!!!
I strongly against the removal of purchase Leverage ETFs opportunities.
Let us trade freely
Are we still living in a free country, or will the government just take over and tell us how we will live our lives? Managing risk is the responsibility of the investor and their relationship manager. When regulators will guarantee me a specific return "every" year then they can tell me how to invest, if they can't and they know they can't then they should regulate not dictate. Sincerely, Steve Shrader [REDACTED]
I am an average investor who has spent the time researching and making my own choice to buy leveraged investments. I am fully aware of my investment choices and feel that it is up to me, and not government regulators, to invest freely in a free market. I do not approve of any additional vague and arbitrary regulations that will hinder in me choosing leveraged investment.
I want to be able to chose public investments. No regulations or special processes are needed.