©2022 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and Proprietary information. FINRA provides this information to member firms only for the firms' internal assessment or use of the FINRA CRD Batch Filing and Data Download transfer program. Any other use is strictly prohibited by FINRA. FINRA reserves the right to seek all injunctive and equitable relief available to it in the event FINRA Confidential or Proprietary information is released to a third party by a member firm. A firm's use of this document demonstrates its acknowledgement that this document contains FINRA Confidential and Proprietary information, agreement that the firm will not reprint, republish or otherwise disclose this information to any third party and its agreement that FINRA may protect its rights, including but not limited to intellectual property rights. Version: Release 2022.12 (last updated on 10/29/2021) Filing Type for the Form NRF filing. Allowed values (code-description) are: INITIAL - Initial Filing AMENDMENT - Amendment Filing Filing Firm CRD Number Individual CRD Number General Information General Information - Firm Billing Code General Information - Employment Date General Information - Position in the Firm General Information - Fingerprint BarCode Number General Information - Flag indicating that the individual referenced has been continuously employed by or associated with the filing firm General Information - Employment Address (Stree1, Street2, City, State, Country and Postal code) Personal Information Personal Information - First Name Personal Information - Last Name Personal Information - Middle Name Personal Information - Suffix Personal Information - Date of Birth Personal Information - State of Birth Personal Information - Country of Birth Personal Information - Sex Personal Information - Height in feet Personal Information - Height in inches Personal Information - Weight in lbs Personal Information - Hair Color Personal Information - Eye Color Other Names Other Name Unique number that identifies existing record Other Names - First Name Other Names - Last Name Other Names - Middle Name Other Names - Suffix To specify if record is for Insert or Update Termination Termination - Terminate Non-registered Fingerprint relationship? Termination - Date of Termination