©2022 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and Proprietary information. FINRA provides this information to member firms only for the firms' internal assessment or use of the FINRA CRD Batch Filing and Data Download transfer program. Any other use is strictly prohibited by FINRA. FINRA reserves the right to seek all injunctive and equitable relief available to it in the event FINRA Confidential or Proprietary information is released to a third party by a member firm. A firm's use of this document demonstrates its acknowledgement that this document contains FINRA Confidential and Proprietary information, agreement that the firm will not reprint, republish or otherwise disclose this information to any third party and its agreement that FINRA may protect its rights, including but not limited to intellectual property rights. Version: Release 2022.12 (last updated on 11/11/2015) The POST BRANCH INDIVIDUAL data download provides a list of all active Branch Offices of the specified firm and the individuals actively associated with those branches. The Criteria describes the selection criteria used to in processing this feed. The Branch Offices node contains a collection of Branch Office Status Changes within the requesting firm. The Criteria describes the selection criteria used in processing this feed. Firm CRD # for processing this feed. Reporting date for processing this feed (YYYY-MM-DD). The Branch Offices node contains a collection of Branch Office Status Changes within the requesting firm. The Branch Office node contains one of many Branch Office Status Change within the requesting firm. The Address node contains common address information. The OtherNames node contains a collection of names that the branch is using. The branch number assigned by CRD system to identify the branch office The branch code number of the branch office. The firm billing code of this branch office. The FINRA District to which the branch office is assigned. The current branch operational status. The OtherNames node contains a collection of names that the branch is using. The Other Name node contains one of many other names. The Associated Individuals node contains a collection of Individuals associated with the branch. The Associated Individual node contains the details of one of many Individuals associated with the branch. The Associated Individual node contains the details of one of many Individuals associated with the branch. The Name node contains common name information. The CRD# of the individual associated with this branch. Indicates if individual is an Independent Contractor. The role of the associated individual with the branch office. The Address node contains common address information. The street1 details. The street2 details. The city details. The state details. The country details. The Postal Code details. Last Name First Name Middle Name Suffix The current branch operational status type. Allowed values(code-description) are: ACTV-Active NACTV-Inactive The state code type Elements of this type represent the allowed Current/Old valid Country Codes. Allowed values (Country code-Country Name) are: ABW - Aruba AFG - Afghanistan AFI - French Afars and Issas AGO - Angola AIA - Anguilla ALA - Aland Islands ALB - Albania AND - Andorra ANT - Netherlands Antilles ARE - United Arab Emirates ARG - Argentina ARM - Armenia ASM - American Samoa ATA - Antarctica ATB - British Antarctic Territory ATF - French Southern Territories (The) ATG - Antigua and Barbuda ATN - Dronning Maud Land AUS - Australia AUT - Austria AZE - Azerbaijan BDI - Burundi BEL - Belgium BEN - Benin BES - Bonaire, Sint Eustatius and Saba BFA - Burkina Faso BGD - Bangladesh BGR - Bulgaria BHR - Bahrain BHS - Bahamas, The BIH - Bosnia and Herzegovina BLM - Saint Barthelemy BLR - Belarus BLZ - Belize BMU - Bermuda BOL - Bolivia BRA - Brazil BRB - Barbados BRD - West Germany BRN - Brunei BTN - Bhutan BUR - Burma BVT - Bouvet Island BWA - Botswana BYS - Byelorussian SSR CAF - Central African Republic CAN - Canada CCK - Cocos (Keeling) Islands CHE - Switzerland CHL - Chile CHN - China CIV - Cote de Ivoire (Ivory Coast) CMR - Cameroon COD - Congo (Democratic Republic or Zaire) COG - Congo, Republic of COK - Cook Islands COL - Colombia COM - Comoros CPV - Cape Verde Islands CRI - Costa Rica CSK - Czechoslovakia CTE - Canton and Enderbury Islands CUB - Cuba CUW - Curacao CXR - Christmas Island CYM - Cayman Islands CYP - Cyprus CZE - Czech Republic DDR - German Democratic Republic (East Germany) DEU - Germany DHY - Dahomey DJI - Djibouti DMA - Dominica DNK - Denmark DOM - Dominican Republic DZA - Algeria ECU - Ecuador EGY - Egypt (United Arab Republic) ERI - Eritrea ESH - Western Sahara ESP - Spain EST - Estonia ETH - Ethiopia FIN - Finland FJI - Fiji Islands FLK - Falkland Islands (Islas Malvinas) FRA - France FRO - Faroe Islands FSM - Micronesia, Federated States of GAB - Gabon GBR - United Kingdom GEL - Gilbert and Ellice Islands GEO - Georgia/Gruzinskaya GGY - Guernsey GHA - Ghana GIB - Gibraltar GIN - Guinea GLP - Guadeloupe GMB - Gambia GNB - Guinea Bissau GNQ - Equatorical Guinea GRC - Greece GRD - Grenada GRL - Greenland GTM - Guatemala GUF - French Guiana GUM - Guam GUY - Guyana HKG - Hong kong HMD - Heard Island and McDonald Islands HND - Honduras HRV - Croatia HTI - Haiti HUN - Hungary HVO - Upper Volta IDN - Indonesia IMN - Isle of Man IND - India IOT - British Indian Ocean Territory (The) IRL - Ireland IRN - Iran IRQ - Iraq ISL - Iceland ISR - Israel ITA - Italy JAM - Jamaica JEY - Jersey JOR - Jordan JPN - Japan JTN - Johnston Island KAZ - Kazakhstan KEN - Kenya KGZ - Kyrgyzstan KHM - Cambodia KIR - Kiribati KNA - Saint Kitts and Nevis KOR - Korea, South KWT - Kuwait LAO - Laos LBN - Lebanon LBR - Liberia LBY - Libya LCA - Saint Lucia LIE - Liechtenstein LKA - Sri Lanka LSO - Lesotho LTU - Lithuania LUX - Luxembourg LVA - Latvia MAC - Macau MAF - Saint Martin (French part) MAR - Morocco MCO - Monaco MDA - Moldova MDG - Madagascar MDV - Maldives MEX - Mexico MHL - Marshall Islands MID - Midway Islands MKD - Macedonia MLI - Mali MLT - Malta MMR - Burma (Myanmar) MNE - Montenegro MNG - Mongolia MNP - Northern Mariana Islands MOZ - Mozambique MRT - Mauritania MSR - Monteserrat MTQ - Martinique MUS - Mauritius MWI - Malawi MYS - Malaysia MYT - Mayotte NAM - Namibia NCL - New Caledonia NER - Niger NFK - Norfolk Island NGA - Nigeria NHB - New Hebrides NIC - Nicaragua NIU - Niue NLD - Netherlands NON - Other NOR - Norway NPL - Nepal NRU - Nauru NTZ - Neutral Zone NZL - New Zealand OMN - Oman PAK - Pakistan PAN - Panama PCI - Pacific Islands (Trust Territory) PCN - Pitcairn Islands (Ducie, Henderson, Oeno) PCZ - Panama Canal Zone PER - Peru PHL - Philippines PLW - Palau PNG - Papua New Guinea POL - Poland PRK - Korea, North PRT - Portugal PRY - Paraguay PSE - Palestine, State of PUS - United States Miscellaneous Pacific Islands PYF - French Polynesia QAT - Qatar REU - Reunion ROU - Romania RUS - Russia RWA - Rwanda SAU - Saudi Arabia SCG - Serbia and Montenegro SDN - Sudan SEN - Senegal SGP - Singapore SGS - South Georgia/South Sandwich Islands SHN - Saint Helena SJM - Svalbard SKM - Sikkim SLB - Solomon Islands SLE - Sierra Leone SLV - El Salvador SMR - San Marino SOM - Somalia SPM - Saint Pierre and Miquelon SRB - Serbia SSD - South Sudan STP - Sao Tome and Principe SUN - Soviet Union SUR - Surinam SVK - Slovakia SVN - Slovenia SWE - Sweden SWZ - Swaziland SXM - Sint Maarten (Dutch part) SYC - Seychelles SYR - Syria TCA - Turks and Caicos Islands TCD - Chad TGO - Togo THA - Thailand TJK - Tajikistan TKL - Tokelau TKM - Turkmenistan TLS - Timor-Leste TMP - East Timor TON - Tonga TTO - Trinidad and Tobago TUN - Tunisia TUR - Turkey TUV - Tuvalu TWN - Taiwan, Republic of China TZA - Tanzania UGA - Uganda UKR - Ukraine UMI - United States Minor Outlying Islands (The) URY - Uruguay USA - United States UZB - Uzbekistan VAT - Holy See (The) [Vatican City State] VCT - Saint Vincent and The Grenadines VDR - Viet-Nam, Democratic Republic of VEN - Venezuela VGB - British Virgin Islands VIR - US Virgin Islands VNM - Vietnam VUT - Vanuatu WAK - Wake Island WLF - Wallis and Futuna WSM - Samoa YEM - Yemen YMD - Yemen, Democratic YUG - Yugoslavia ZAF - South Africa ZAR - Zaire ZMB - Zambia ZWE - Zimbabwe The FINRA District codes to which the branch office is assigned. Allowed values(code-description) are: 10NY-10-New York 11BO-11-Boston 14UN-Unknown District 1SF-1-San Francisco 2LA-2-Los Angeles 3DE-3-Denver 3SE-3-Seattle 4KC-4-Kansas City 5NO-5-New Orleans 6DA-6-Dallas 7AT-7-Atlanta 8CH-8-Chicago 9PH-9-Philadelphia 9WB-9-Woodbridge FLD-Florida 10LI-10-Long Island