©2022 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and Proprietary information. FINRA provides this information to member firms only for the firms' internal assessment or use of the FINRA CRD Batch Filing and Data Download transfer program. Any other use is strictly prohibited by FINRA. FINRA reserves the right to seek all injunctive and equitable relief available to it in the event FINRA Confidential or Proprietary information is released to a third party by a member firm. A firm's use of this document demonstrates its acknowledgement that this document contains FINRA Confidential and Proprietary information, agreement that the firm will not reprint, republish or otherwise disclose this information to any third party and its agreement that FINRA may protect its rights, including but not limited to intellectual property rights. Version: Release 2022.12 (last updated on 08/28/2019) The Post Appointments Report contains information about Proctor appointments that have been added or updated in CRD on a specified date. This report includes both Exam appointments (including untracked Continuing Education exams) and tracked CE appointments. The Criteria describes the selection criteria used to in processing this feed. This node contains a collection of representatives that have exam appointments on the report date. The Criteria describes the selection criteria used in processing this feed. Firm CRD # for processing this feed. Reporting date for processing this feed (YYYY-MM-DD). Indicates whether SSN would be included in the report. This node contains a collection of representatives that have exam appointments on the report date. This node contains information about the representative that has exam appointments on the report date. The Exam node contains one of many representatives' exams that have appointment updates. The Name node contains common name information of the representative. The Exam node contains information about the representatives' exam appointment. Individual's CRD #. Individual's Social Security #. Representative's Employment Billing Code. This node contains a collection of representatives that have exam appointments on the report date. This node contains information about representatives that have exam appointment updates. This node contains information about representatives that have exam appointment updates. This node contains a collection of appointment updates. Unique ID for the exam or session enrollment in the CRD system. The exam code. Exam Window Begin Date (YYYY-MM-DD). Exam Window End Date (YYYY-MM-DD). Date and time the exam enrollment was updated. This node contains a collection of appointments for the exam. This node contains information about the appointment for the exam. This node contains information about the appointment for the exam. Unique ID for the appointment in the CRD system. Current status for this Appointment. Current status detail for this exam or session. This field is only provided for Web Delivery. Date the exam or session taken via Web Delivery was last accessed on. This field is only provided for Web Delivery. Date the exam or session appointment has been scheduled (YYYY-MM-DD). The vendor who scheduled the appointment. Vendors: PEARSON VUE, PROMETRIC, Web Delivery Vendor Number confirming the appointment. Vendor Center ID. Address of the center - City. Address of the center - State. Address of the center - Country. Date and time the exam appointment was updated. The individual's last name. The individual's first name. The individual's middle name. The individual's suffix. The exam code. Allowed values(code-description) are: SIE - SIE S3-S3 S4-S4 S5-S5 S6-S6 S6TO-S6TO S7-S7 S7TO - S7TO S7A-S7A S7B-S7B S9-S9 S10-S10 S11-S11 S12-S12 S14-S14 S14A-S14A S15-S15 S16-S16 S17-S17 S19-S19 (New Exam Effective 2016_04) S21-S21 S22-S22 S22TO-S22TO S23-S23 S24-S24 S25-S25 (Expired on 2016_04) S26-S26 S27-S27 S28-S28 S30-S30 S31-S31 S32-S32 S33-S33 S34-S34 S37-S37 S38-S38 S39-S39 S42-S42 S44-S44 S45-S45 S46-S46 S48-S48 S49-S49 S50-S50 S51-S51 S52-S52 S52TO-S52TO S53-S53 S54-S54 (effective 11/04/2019) S55-S55 S56-S56 S57-S57 S57TO-S57TO S62-S62 S63-S63 S65-S65 S66-S66 S72-S72 S79-S79 S79TO-S79TO S82-S82 S82TO-S82TO S86-S86 S87-S87 S99-S99 S99TO-S99TO S101-S101 S106-S106 S201-S201 S501-S501 S901-S901 G43-G43 G51-G51 The Appointment Status. Allowed values are: CANCEL - Cancel INPROGRESS - In Progress LATECANCEL - Late Cancel NOSHOW - No Show OFFICIAL_RESULT - Official Result OFFICIAL_WAIVR - Official Waiver RESCHEDULED - Rescheduled SCHEDULED - Scheduled WITHDRAW - Withdraw