©2025 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and Proprietary information. FINRA provides this information to member firms only for the firms' internal assessment or use of the FINRA CRD Batch Filing and Data Download transfer program. Any other use is strictly prohibited by FINRA. FINRA reserves the right to seek all injunctive and equitable relief available to it in the event FINRA Confidential or Proprietary information is released to a third party by a member firm. A firm's use of this document demonstrates its acknowledgement that this document contains FINRA Confidential and Proprietary information, agreement that the firm will not reprint, republish or otherwise disclose this information to any third party and its agreement that FINRA may protect its rights, including but not limited to intellectual property rights.
Version: Release 2025.04.12 (last updated on 04/01/2025)
Change History
04/01/2025
- Renamed NYSE-CHI to NYSE-TEX
The Post Accounting Report contains the requesting firm's CRD Accounting transactions for a specified day.
The Criteria describes the selection criteria used to in processing this feed.
The AccountTransactions node contains a collection of the firm's CRD Accounting transactions as of the report day.
The Criteria describes the selection criteria used in processing this feed.
Firm CRD # for processing this feed.
Reporting date for processing this feed (YYYY-MM-DD).
Indicates whether SSN would be included in the report.
The AccountTransactions node contains a collection of the firm's CRD Accounting transactions as of the report day.
The AccountTransaction node contains the firm's one of many accounting transactions as of the report day.
Check Sum of all transactions in data download file. (Note: $8,450 would be represented as 8450.00).
The Name node contains common name information.
Transaction Identifier.
Transaction Type
Accounting Transaction Type
Account Type
Recipient of Funds. The name of the regulator whose account was credited, or, the Firm CRD# if a firm..
Amount of Transaction. $100 is represented as 100.00.
Agent Billing Code.
CRD Branch Number.
Individual's CRD #.
Individual's Social Security #.
Description of the accounting transaction.
The individual's last name.
The individual's first name.
The individual's middle name.
The individual's suffix.
Transaction Type
Accounting Transaction Type
BRCH-Branch
FIRM-Firm
IAFM-Investment Advisor Firm
IAIN-Investment Advisor Individual
INDV-Individual
Account Type
CRDRG-Business Unit Flex-Funding
Accounting Transaction Description Type. Description (Charge Code ID) provided for reference only.
The descriptions can change in the ERP system outside of a CRD release.
AK BD Branch Discount Fee (2790)
AK BD Branch Notice Filing Fee (2791)
AK BD Branch Renewal Fee (2792)
AK BD/IA Dual Branch Fee (2793)
AK Broker Dealer Reg. Fee (107)
AK Broker Dealer Renewal Fee (230)
AK IA Branch Discount Fee (2794)
AK IA Branch Notice Filing Fee (2795)
AK IA Branch Ren. Discount Fee (2796)
AK IA Branch Renewal Fee (2797)
AK IA Firm ERA (2119)
AK IA Firm ERA Rnwl (2572)
AK IA Firm ERA Rnwl-BD (2573)
AK IA Firm ERA-BD (2172)
AK IA Firm NTC (757)
AK IA Firm NTC Rnwl (1069)
AK IA Firm NTC Rnwl-BD (1121)
AK IA Firm NTC Rnwl-Reg (1173)
AK IA Firm NTC-BD (809)
AK IA Firm NTC-BD From ERA (2490)
AK IA Firm NTC-From ERA (2437)
AK IA Firm NTC-Reg (861)
AK IA Firm Reg (601)
AK IA Firm Reg Rnwl (913)
AK IA Firm Reg Rnwl-BD (965)
AK IA Firm Reg Rnwl-NTC (1017)
AK IA Firm Reg-BD (653)
AK IA Firm Reg-BD From ERA (2384)
AK IA Firm Reg-From ERA (2331)
AK IA Firm Reg-NTC (705)
AK IA Firm Reg-NTC From ERA (2225)
AK IA Firm Reg-NTC-BD From ERA (2278)
AK Individual Reg. Fee (168)
AK Individual Renewal Fee (292)
AK Mass Transfer AG Fee (1658)
AK Mass Transfer Branch Fee (1824)
AK Mass Transfer IA Branch Fee (1825)
AK Mass Transfer RA Fee (1659)
AK MassTransfer Dual AG/RA Fee (1826)
AK MassTransfer DualBranch Fee (1827)
AK RA Reg. Discount Fee (1304)
AK RA Registration Fee (1301)
AK RA Ren. Discount Fee (1305)
AK RA Renewals Fee (1302)
AK RA Transfer Fee (1303)
AK Transfer Fee (353)
AL Broker Dealer Reg. Fee (106)
AL Broker Dealer Renewal Fee (229)
AL IA Firm ERA (2118)
AL IA Firm ERA Rnwl (2570)
AL IA Firm ERA Rnwl-BD (2571)
AL IA Firm ERA-BD (2171)
AL IA Firm NTC (756)
AL IA Firm NTC Rnwl (1068)
AL IA Firm NTC Rnwl-BD (1120)
AL IA Firm NTC Rnwl-Reg (1172)
AL IA Firm NTC-BD (808)
AL IA Firm NTC-BD From ERA (2489)
AL IA Firm NTC-From ERA (2436)
AL IA Firm NTC-Reg (860)
AL IA Firm Reg (600)
AL IA Firm Reg Rnwl (912)
AL IA Firm Reg Rnwl-BD (964)
AL IA Firm Reg Rnwl-NTC (1016)
AL IA Firm Reg-BD (652)
AL IA Firm Reg-BD From ERA (2383)
AL IA Firm Reg-From ERA (2330)
AL IA Firm Reg-NTC (704)
AL IA Firm Reg-NTC From ERA (2224)
AL IA Firm Reg-NTC-BD From ERA (2277)
AL Individual Reg. Fee (167)
AL Individual Renewal Fee (291)
AL Mass Transfer AG Fee (1654)
AL Mass Transfer Branch Fee (1828)
AL Mass Transfer IA Branch Fee (1829)
AL Mass Transfer RA Fee (1655)
AL MassTransfer Dual AG/RA Fee (1830)
AL MassTransfer DualBranch Fee (1831)
AL RA Reg. Discount Fee (1309)
AL RA Registration Fee (1306)
AL RA Ren. Discount Fee (1310)
AL RA Renewals Fee (1307)
AL RA Transfer Fee (1308)
AL Transfer Fee (352)
AR BD Branch Discount Fee (1807)
AR BD Branch Registration Fee (1808)
AR BD Branch Renewal Fee (1809)
AR BD/IA Dual Branch Fee (1810)
AR Broker Dealer Reg. Fee (109)
AR Broker Dealer Renewal Fee (232)
AR IA Branch Discount Fee (1811)
AR IA Branch Registration Fee (1812)
AR IA Branch Ren. Discount Fee (1813)
AR IA Branch Renewal Fee (1814)
AR IA Firm ERA (2121)
AR IA Firm ERA Rnwl (2576)
AR IA Firm ERA Rnwl-BD (2577)
AR IA Firm ERA-BD (2174)
AR IA Firm NTC (759)
AR IA Firm NTC Rnwl (1071)
AR IA Firm NTC Rnwl-BD (1123)
AR IA Firm NTC Rnwl-Reg (1175)
AR IA Firm NTC-BD (811)
AR IA Firm NTC-BD From ERA (2492)
AR IA Firm NTC-From ERA (2439)
AR IA Firm NTC-Reg (863)
AR IA Firm Reg (603)
AR IA Firm Reg Rnwl (915)
AR IA Firm Reg Rnwl-BD (967)
AR IA Firm Reg Rnwl-NTC (1019)
AR IA Firm Reg-BD (655)
AR IA Firm Reg-BD From ERA (2386)
AR IA Firm Reg-From ERA (2333)
AR IA Firm Reg-NTC (707)
AR IA Firm Reg-NTC From ERA (2227)
AR IA Firm Reg-NTC-BD From ERA (2280)
AR Individual Reg. Fee (170)
AR Individual Renewal Fee (294)
AR Mass Transfer AG Fee (527)
AR Mass Transfer Branch Fee (1815)
AR Mass Transfer IA Branch Fee (1816)
AR Mass Transfer RA Fee (528)
AR MassTransfer Dual AG/RA Fee (1834)
AR MassTransfer DualBranch Fee (1817)
AR RA Reg. Discount Fee (1319)
AR RA Registration Fee (1316)
AR RA Ren. Discount Fee (1320)
AR RA Renewals Fee (1317)
AR RA Transfer Fee (1318)
AR Transfer Fee (355)
NYSE-ARCA Broker Dealer Reg. Fee (105)
NYSE-ARCA Broker Dealer Renewal Fee (228)
NYSE-ARCA Individual Reg. Fee (166)
NYSE-ARCA Individual Renewal Fee (290)
NYSE-ARCA Mass Transfer Branch Fee (1835)
NYSE-ARCA Mass Transfer Fee (1836)
NYSE-ARCA Termination Fee (1573)
NYSE-ARCA Transfer Fee (351)
AZ Broker Dealer Reg. Fee (108)
AZ Broker Dealer Renewal Fee (231)
AZ IA Firm ERA (2120)
AZ IA Firm ERA Rnwl (2574)
AZ IA Firm ERA Rnwl-BD (2575)
AZ IA Firm ERA-BD (2173)
AZ IA Firm NTC (758)
AZ IA Firm NTC Rnwl (1070)
AZ IA Firm NTC Rnwl-BD (1122)
AZ IA Firm NTC Rnwl-Reg (1174)
AZ IA Firm NTC-BD (810)
AZ IA Firm NTC-BD From ERA (2491)
AZ IA Firm NTC-From ERA (2438)
AZ IA Firm NTC-Reg (862)
AZ IA Firm Reg (602)
AZ IA Firm Reg Rnwl (914)
AZ IA Firm Reg Rnwl-BD (966)
AZ IA Firm Reg Rnwl-NTC (1018)
AZ IA Firm Reg-BD (654)
AZ IA Firm Reg-BD From ERA (2385)
AZ IA Firm Reg-From ERA (2332)
AZ IA Firm Reg-NTC (706)
AZ IA Firm Reg-NTC From ERA (2226)
AZ IA Firm Reg-NTC-BD From ERA (2279)
AZ Individual Reg. Fee (169)
AZ Individual Renewal Fee (293)
AZ Mass Transfer AG Fee (525)
AZ Mass Transfer Branch Fee (1837)
AZ Mass Transfer IA Branch Fee (1838)
AZ Mass Transfer RA Fee (526)
AZ MassTransfer Dual AG/RA Fee (1839)
AZ MassTransfer DualBranch Fee (1840)
AZ RA Reg. Discount Fee (1314)
AZ RA Registration Fee (1311)
AZ RA Ren. Discount Fee (1315)
AZ RA Renewals Fee (1312)
AZ RA Transfer Fee (1313)
AZ Transfer Fee (354)
Arbitration Brochures (407)
CBOE BYX BD Reg. Fee (2076)
CBOE BYX BD Ren. Fee (2077)
CBOE BYX Individual Reg. Fee (2078)
CBOE BYX Individual Ren. Fee (2081)
CBOE BYX MT Branch Fee (2080)
CBOE BYX Mass Transfer Fee (2079)
CBOE BYX Termination Fee (2082)
CBOE BYX Transfer Fee (2083)
CBOE BZX BD Reg. Fee (1779)
CBOE BZX BD Ren. Fee (1780)
CBOE BZX Individual Reg. Fee (1781)
CBOE BZX Individual Ren. Fee (1782)
CBOE BZX Mass Transfer Fee (1842)
CBOE BZX MT Brnch Fee (1841)
CBOE BZX Termination Fee (1783)
CBOE BZX Transfer Fee (1784)
BD Forms (516)
BDW (Broker Dealer Withdrawal) Form (517)
BOX Broker Dealer Reg. Fee (2084)
BOX Broker Dealer Ren. Fee (2085)
BOX Individual Reg. Fee (2086)
BOX Individual Ren. Fee (2087)
BOX Mass Transfer Branch Fee (2089)
BOX Mass Transfer Fee (2088)
BOX Termination Fee (2090)
BOX Transfer Fee (2091)
BX Mass Transfer Fee (1843)
BX Broker Dealer Reg. Fee (99)
BX Broker Dealer Renewal Fee (222)
BX Individual Reg. Fee (160)
BX Individual Renewal Fee (284)
BX Mass Transfer Branch Fee (1844)
BX Termination Fee (1762)
BX Transfer Fee (345)
Blue Ribbon Committee Reports (507)
Branch Processing Fee (1664)
Branch Renewal Processing Fee (1665)
CBOE C2 Broker Dealer Reg. Fee (2101)
CBOE C2 BD Renewal Fee (2102)
CBOE C2 Individual Reg. Fee (2103)
CBOE C2 Individual Renewal Fee (2104)
CBOE C2 MT Branch Fee (2105)
CBOE C2 Mass Transfer Fee (2106)
CBOE C2 Termination Fee (2107)
CBOE C2 Transfer Fee (2108)
CA Broker Dealer Reg. Fee (110)
CA Broker Dealer Renewal Fee (233)
CA IA Firm ERA (2122)
CA IA Firm ERA Rnwl (2578)
CA IA Firm ERA Rnwl-BD (2579)
CA IA Firm ERA-BD (2175)
CA IA Firm NTC (760)
CA IA Firm NTC Rnwl (1072)
CA IA Firm NTC Rnwl-BD (1124)
CA IA Firm NTC Rnwl-Reg (1176)
CA IA Firm NTC-BD (812)
CA IA Firm NTC-BD From ERA (2493)
CA IA Firm NTC-From ERA (2440)
CA IA Firm NTC-Reg (864)
CA IA Firm Reg (604)
CA IA Firm Reg Rnwl (916)
CA IA Firm Reg Rnwl-BD (968)
CA IA Firm Reg Rnwl-NTC (1020)
CA IA Firm Reg-BD (656)
CA IA Firm Reg-BD From ERA (2387)
CA IA Firm Reg-From ERA (2334)
CA IA Firm Reg-NTC (708)
CA IA Firm Reg-NTC From ERA (2228)
CA IA Firm Reg-NTC-BD From ERA (2281)
CA Individual Reg. Fee (171)
CA Individual Renewal Fee (295)
CA Mass Transfer AG Fee (529)
CA Mass Transfer Branch Fee (1845)
CA Mass Transfer IA Branch Fee (1846)
CA Mass Transfer RA Fee (530)
CA MassTransfer Dual AG/RA Fee (1847)
CA MassTransfer DualBranch Fee (1848)
CA RA Reg. Discount Fee (1324)
CA RA Registration Fee (1321)
CA RA Ren. Discount Fee (1325)
CA RA Renewals Fee (1322)
CA RA Transfer Fee (1323)
CA Transfer Fee (356)
CBOE Broker Dealer Reg. Fee (100)
CBOE Broker Dealer Renewal Fee (223)
CBOE Individual Reg. Fee (161)
CBOE Individual Renewal Fee (285)
CBOE Mass Transfer Branch Fee (1849)
CBOE Mass Transfer Fee (1850)
CBOE Termination Fee (1296)
CBOE Transfer Fee (346)
NYSE-TEX Branch Fee (1)
NYSE-TEX Broker Dealer Reg. Fee (101)
NYSE-TEX Broker Dealer Renewal Fee (224)
NYSE-TEX Individual Reg. Fee (162)
NYSE-TEX Individual Renewal Fee (286)
NYSE-TEX Mass Transfer Branch Fee (1851)
NYSE-TEX Mass Transfer Fee (1852)
NYSE-TEX Transfer Fee (347)
CO Broker Dealer Reg. Fee (111)
CO Broker Dealer Renewal Fee (234)
CO IA Firm ERA (2123)
CO IA Firm ERA Rnwl-BD (2581)
CO IA Firm ERA Rnwl-BD (2580)
CO IA Firm ERA-BD (2176)
CO IA Firm NTC (761)
CO IA Firm NTC Rnwl (1073)
CO IA Firm NTC Rnwl-BD (1125)
CO IA Firm NTC Rnwl-Reg (1177)
CO IA Firm NTC-BD (813)
CO IA Firm NTC-BD From ERA (2494)
CO IA Firm NTC-From ERA (2441)
CO IA Firm NTC-Reg (865)
CO IA Firm Reg (605)
CO IA Firm Reg Rnwl (917)
CO IA Firm Reg Rnwl-BD (969)
CO IA Firm Reg Rnwl-NTC (1021)
CO IA Firm Reg-BD (657)
CO IA Firm Reg-BD From ERA (2388)
CO IA Firm Reg-From ERA (2335)
CO IA Firm Reg-NTC (709)
CO IA Firm Reg-NTC From ERA (2229)
CO IA Firm Reg-NTC-BD From ERA (2282)
CO Individual Reg. Fee (172)
CO Individual Renewal Fee (296)
CO Mass Transfer AG Fee (1853)
CO Mass Transfer Branch Fee (1854)
CO Mass Transfer IA Branch Fee (1855)
CO Mass Transfer RA Fee (1856)
CO MassTransfer Dual AG/RA Fee (1857)
CO MassTransfer DualBranch Fee (1858)
CO RA Reg. Discount Fee (1329)
CO RA Registration Fee (1326)
CO RA Ren. Discount Fee (1330)
CO RA Renewals Fee (1327)
CO RA Transfer Fee (1328)
CO Transfer Fee (357)
CRD Ad Hoc Report - Advanced (512)
CRD Ad Hoc Report - Basic (510)
CRD Ad Hoc Report - Existing (509)
CRD Ad Hoc Report - Intermediate (511)
CRD Blue Sheet (454)
CRD Report by Effort Hours (513)
CRD Roster (455)
CRD Snapshot (453)
CRD Training Manual (1272)
CT BD Branch Registration Fee (575)
CT Branch Amendment Fee (576)
CT Broker Dealer Reg. Fee (112)
CT Broker Dealer Renewal Fee (235)
CT IA Branch Registration Fee (577)
CT IA Firm ERA (2124)
CT IA Firm ERA Rnwl (2582)
CT IA Firm ERA Rnwl-BD (2583)
CT IA Firm ERA-BD (2177)
CT IA Firm NTC (762)
CT IA Firm NTC Rnwl (1074)
CT IA Firm NTC Rnwl-BD (1126)
CT IA Firm NTC Rnwl-Reg (1178)
CT IA Firm NTC-BD (814)
CT IA Firm NTC-BD From ERA (2495)
CT IA Firm NTC-From ERA (2442)
CT IA Firm NTC-Reg (866)
CT IA Firm Reg (606)
CT IA Firm Reg Rnwl (918)
CT IA Firm Reg Rnwl-BD (970)
CT IA Firm Reg Rnwl-NTC (1022)
CT IA Firm Reg-BD (658)
CT IA Firm Reg-BD From ERA (2389)
CT IA Firm Reg-From ERA (2336)
CT IA Firm Reg-NTC (710)
CT IA Firm Reg-NTC From ERA (2230)
CT IA Firm Reg-NTC-BD From ERA (2283)
CT Individual Reg. Fee (173)
CT Individual Renewal Fee (297)
CT Mass Transfer AG Fee (573)
CT Mass Transfer Branch Fee (1661)
CT Mass Transfer IA Branch Fee (1663)
CT Mass Transfer RA Fee (574)
CT MassTransfer Dual AG/RA Fee (1859)
CT MassTransfer DualBranch Fee (1860)
CT RA Reg. Discount Fee (1334)
CT RA Registration Fee (1331)
CT RA Ren. Discount Fee (1335)
CT RA Renewals Fee (1332)
CT RA Transfer Fee (1333)
CT Transfer Fee (358)
Chairperson Guide (437)
Chairperson Kit (438)
Compliance Checklist (408)
Continuing Ed Brochure (406)
Continuing Ed Diskette (404)
DC Broker Dealer Reg. Fee (114)
DC Broker Dealer Renewal Fee (237)
DC IA Firm ERA (2126)
DC IA Firm ERA Rnwl (2586)
DC IA Firm ERA Rnwl-BD (2587)
DC IA Firm ERA-BD (2179)
DC IA Firm NTC (803)
DC IA Firm NTC Rnwl (1115)
DC IA Firm NTC Rnwl-BD (1167)
DC IA Firm NTC Rnwl-Reg (1219)
DC IA Firm NTC-BD (855)
DC IA Firm NTC-BD From ERA (2497)
DC IA Firm NTC-From ERA (2444)
DC IA Firm NTC-Reg (907)
DC IA Firm Reg (647)
DC IA Firm Reg Rnwl (959)
DC IA Firm Reg Rnwl-BD (1011)
DC IA Firm Reg Rnwl-NTC (1063)
DC IA Firm Reg-BD (699)
DC IA Firm Reg-BD From ERA (2391)
DC IA Firm Reg-From ERA (2338)
DC IA Firm Reg-NTC (751)
DC IA Firm Reg-NTC From ERA (2232)
DC IA Firm Reg-NTC-BD From ERA (2285)
DC Individual Reg. Fee (175)
DC Individual Renewal Fee (299)
DC Mass Transfer AG Fee (1861)
DC Mass Transfer Branch Fee (1862)
DC Mass Transfer IA Branch Fee (1863)
DC Mass Transfer RA Fee (1864)
DC MassTransfer Dual AG/RA Fee (1865)
DC MassTransfer DualBranch Fee (1866)
DC RA Reg. Discount Fee (1344)
DC RA Registration Fee (1341)
DC RA Ren. Discount Fee (1345)
DC RA Renewals Fee (1342)
DC RA Transfer Fee (1343)
DC Transfer Fee (360)
DE Broker Dealer Reg. Fee (113)
DE Broker Dealer Renewal Fee (236)
DE IA Firm ERA (2125)
DE IA Firm ERA Rnwl (2584)
DE IA Firm ERA Rnwl-BD (2585)
DE IA Firm ERA-BD (2178)
DE IA Firm NTC (763)
DE IA Firm NTC Rnwl (1075)
DE IA Firm NTC Rnwl-BD (1127)
DE IA Firm NTC Rnwl-Reg (1179)
DE IA Firm NTC-BD (815)
DE IA Firm NTC-BD From ERA (2496)
DE IA Firm NTC-From ERA (2443)
DE IA Firm NTC-Reg (867)
DE IA Firm Reg (607)
DE IA Firm Reg Rnwl (919)
DE IA Firm Reg Rnwl-BD (971)
DE IA Firm Reg Rnwl-NTC (1023)
DE IA Firm Reg-BD (659)
DE IA Firm Reg-BD From ERA (2390)
DE IA Firm Reg-From ERA (2337)
DE IA Firm Reg-NTC (711)
DE IA Firm Reg-NTC From ERA (2231)
DE IA Firm Reg-NTC-BD From ERA (2284)
DE Individual Reg. Fee (174)
DE Individual Renewal Fee (298)
DE Mass Transfer AG Fee (578)
DE Mass Transfer Branch Fee (1867)
DE Mass Transfer IA Branch Fee (1868)
DE Mass Transfer RA Fee (579)
DE MassTransfer Dual AG/RA Fee (1869)
DE MassTransfer DualBranch Fee (1870)
DE RA Reg. Discount Fee (1339)
DE RA Registration Fee (1336)
DE RA Ren. Discount Fee (1340)
DE RA Renewals Fee (1337)
DE RA Transfer Fee (1338)
DE Transfer Fee (359)
CBOE EDGA BD Reg. Fee (1785)
CBOE EDGA BD Ren. Fee (1786)
CBOE EDGA Individual Reg. Fee (1787)
CBOE EDGA Individual Ren. Fee (1788)
CBOE EDGA MT Branch Fee (1871)
CBOE EDGA Mass Transfer Fee (1872)
CBOE EDGA Termination Fee (1789)
CBOE EDGA Transfer Fee (1790)
CBOE EDGX BD Reg. Fee (1791)
CBOE EDGX BD Ren. Fee (1792)
CBOE EDGX Individual Reg. Fee (1793)
CBOE EDGX Individual Ren. Fee (1794)
CBOE EDGX MT Branch Fee (1873)
CBOE EDGX Mass Transfer Fee (1874)
CBOE EDGX Termination Fee (1795)
CBOE EDGX Transfer Fee (1796)
Economic Impact of IPO's (409)
FBI F/P 2nd Subm/No Original (46)
FBI Fingerprint Fee (44)
FBI Fingerprint Fee 3rd Subm. (45)
FINRA Amendment Fee (92)
FINRA Annual Audit Late Fee (1569)
FINRA Branch Proc Fee - Waived (1715)
FINRA Branch Processing Fee (1714)
FINRA Branch Reg Fee - Waived (1712)
FINRA Branch Registration Fee (95)
FINRA Branch Ren Proc Fee/Wvd (1722)
FINRA Branch Ren Reg Fee/Wvd (1720)
FINRA Branch Renew Fee/No Chg (220)
FINRA Branch Renewal 1-250 (2745)
FINRA Branch Renewal 1001-2000 (2748)
FINRA Branch Renewal 2001+ (2749)
FINRA Branch Renewal 251-500 (2746)
FINRA Branch Renewal 501-1000 (2747)
FINRA Branch Renewal Proc Fee (1721)
FINRA Branch Renewal Reg Fee (219)
FINRA CE In-House Firm Credit (1254)
FINRA CE Tracked TCTR Fee S101 (2)
FINRA CE Tracked TCTR Fee S106 (521)
FINRA CE Tracked TCTR Fee S201 (4)
FINRA CE Tracked TCTR Fee S501 (2750)
FINRA CE Tracked TCTR Fee S901 (2111)
FINRA CE Tracked Web Fee S101 (2784)
FINRA CE Tracked Web Fee S106 (2785)
FINRA CE Tracked Web Fee S201 (2786)
FINRA CE Tracked Web Fee S901 (2787)
FINRA CE Untracked Fee S101 (3)
FINRA CE Untracked Fee S106 (522)
FINRA CE Untracked Fee S201 (5)
FINRA CE Untracked Fee S501 (2751)
FINRA CE Untracked Fee S901 (2112)
FINRA Disc Review Late Fee (1297)
FINRA Fingerprint 2nd Subm. (47)
FINRA Fingerprint 3rd Subm. (49)
FINRA Fingerprint Fee (48)
FINRA Firm IA SEC Init Level 1 (1224)
FINRA Firm IA SEC Init Level 2 (1225)
FINRA Firm IA SEC Init Level 3 (1226)
FINRA Firm IA SEC Updt Level 1 (1227)
FINRA Firm IA SEC Updt Level 2 (1228)
FINRA Firm IA SEC Updt Level 3 (1229)
FINRA Focus Filing Late Fee (1568)
FINRA Focus Sched 1 Late Fee (1642)
FINRA For Session Fee > 20 (1649)
FINRA Foreign Exam Fee (8)
FINRA Foreign Session Fee (7)
FINRA Form Custody Late Fee (2767)
FINRA Funding Portal Membr Fee (2766)
FINRA Hardship SEC Flg Adv (1240)
FINRA Hardship SEC Flg Adv-W (1243)
FINRA Hardship ST Flg Adv (1244)
FINRA Hardship ST Flg Adv Amend (1246)
FINRA Hardship ST Flg Adv-W (1247)
FINRA Hdshp SEC Flg Adv W/Disc (1241)
FINRA Hrdshp SEC Flg Adv Amend (1242)
FINRA Hrdshp ST Flg Adv W/Disc (1245)
FINRA IA State Hardship Filing (1275)
FINRA IA State Hdrshp Amend (1274)
FINRA Individual Reg. Fee (158)
FINRA Late Termination Fee (91)
FINRA MC400/MC400A Proc Fee (1757)
FINRA Manual (Binder) (421)
FINRA Manual (Contents) (420)
FINRA Manual (Paper-Discount) (424)
FINRA Manual (Paperback) (423)
FINRA Manual (Replacement) (419)
FINRA Manual Subscription (422)
FINRA Mass Tran Brnch Proc Fee (1717)
FINRA Mass Tran Brnch Proc-Wvd (1718)
FINRA Mass Transfer Branch Fee (1686)
FINRA Mass Transfer Individual (556)
FINRA Mass Trnsf Brnch Fee-Wvd (1719)
FINRA Member BD Disc Rvw Fee (2677)
FINRA Member Disc Proc Fee (6)
FINRA Member Elec Fingerprint (2679)
FINRA Member Hdcp Fingerprint (2680)
FINRA Member System Proc Fee (93)
FINRA Membership Fee (96)
FINRA Membership Fee Tier Bal (2762)
FINRA Non-Mem BD Disc Rvw Fee (2678)
FINRA Non-Mem Disc Proc Fee (2761)
FINRA Non-Mem Elec Fingerprint (2681)
FINRA Non-Mem Hdcp Fingerprint (2682)
FINRA Non-Mem System Proc Fee (2676)
FINRA Non-Member Proc Fee (524)
FINRA Renewal Assesment Fee (281)
FINRA Renewal Assesment/No Chg (282)
FINRA Renewal Late Fee (1566)
FINRA SD Annual Fee - Tier 1 (1754)
FINRA SD Annual Fee - Tier 2 (1755)
FINRA SD Hearing Fee (1756)
FINRA ST IA ERA Annl Sys Fee (2117)
FINRA ST IA ERA Init Sys Fee (2116)
FINRA ST IA Setup (1230)
FINRA ST IA Update (1231)
FINRA Self-Clearing Member Fee (97)
FINRA System Processing/No Chg (94)
FINRA System Transition Fee (1280)
FINRA Termination Fee/Full U5 (90)
FINRA Transfer Fee (343)
FINRA U4 Late Disc Fee-1 Day (1580)
FINRA U4 Late Disc Fee-10 Days (1589)
FINRA U4 Late Disc Fee-11 Days (1590)
FINRA U4 Late Disc Fee-12 Days (1591)
FINRA U4 Late Disc Fee-13 Days (1592)
FINRA U4 Late Disc Fee-14 Days (1593)
FINRA U4 Late Disc Fee-15 Days (1594)
FINRA U4 Late Disc Fee-16 Days (1595)
FINRA U4 Late Disc Fee-17 Days (1596)
FINRA U4 Late Disc Fee-18 Days (1597)
FINRA U4 Late Disc Fee-19 Days (1598)
FINRA U4 Late Disc Fee-2 Days (1581)
FINRA U4 Late Disc Fee-20 Days (1599)
FINRA U4 Late Disc Fee-21 Days (1600)
FINRA U4 Late Disc Fee-22 Days (1601)
FINRA U4 Late Disc Fee-23 Days (1602)
FINRA U4 Late Disc Fee-24 Days (1603)
FINRA U4 Late Disc Fee-25 Days (1604)
FINRA U4 Late Disc Fee-26 Days (1605)
FINRA U4 Late Disc Fee-27 Days (1606)
FINRA U4 Late Disc Fee-28 Days (1607)
FINRA U4 Late Disc Fee-29 Days (1608)
FINRA U4 Late Disc Fee-3 Days (1582)
FINRA U4 Late Disc Fee-30 Days (1609)
FINRA U4 Late Disc Fee-30+Days (1610)
FINRA U4 Late Disc Fee-31 Days (2683)
FINRA U4 Late Disc Fee-32 Days (2684)
FINRA U4 Late Disc Fee-33 Days (2685)
FINRA U4 Late Disc Fee-34 Days (2686)
FINRA U4 Late Disc Fee-35 Days (2687)
FINRA U4 Late Disc Fee-36 Days (2688)
FINRA U4 Late Disc Fee-37 Days (2689)
FINRA U4 Late Disc Fee-38 Days (2690)
FINRA U4 Late Disc Fee-39 Days (2691)
FINRA U4 Late Disc Fee-4 Days (1583)
FINRA U4 Late Disc Fee-40 Days (2692)
FINRA U4 Late Disc Fee-41 Days (2693)
FINRA U4 Late Disc Fee-42 Days (2694)
FINRA U4 Late Disc Fee-43 Days (2695)
FINRA U4 Late Disc Fee-44 Days (2696)
FINRA U4 Late Disc Fee-45 Days (2697)
FINRA U4 Late Disc Fee-46 Days (2698)
FINRA U4 Late Disc Fee-47 Days (2699)
FINRA U4 Late Disc Fee-48 Days (2700)
FINRA U4 Late Disc Fee-49 Days (2701)
FINRA U4 Late Disc Fee-5 Days (1584)
FINRA U4 Late Disc Fee-50 Days (2702)
FINRA U4 Late Disc Fee-51 Days (2703)
FINRA U4 Late Disc Fee-52 Days (2704)
FINRA U4 Late Disc Fee-53 Days (2705)
FINRA U4 Late Disc Fee-54 Days (2706)
FINRA U4 Late Disc Fee-55 Days (2707)
FINRA U4 Late Disc Fee-56 Days (2708)
FINRA U4 Late Disc Fee-57 Days (2709)
FINRA U4 Late Disc Fee-58 Days (2710)
FINRA U4 Late Disc Fee-59 Days (2711)
FINRA U4 Late Disc Fee-6 Days (1585)
FINRA U4 Late Disc Fee-60 Days (2712)
FINRA U4 Late Disc Fee-60+Days (2713)
FINRA U4 Late Disc Fee-7 Days (1586)
FINRA U4 Late Disc Fee-8 Days (1587)
FINRA U4 Late Disc Fee-9 Days (1588)
FINRA U5 Late Disc Fee-1 Day (1611)
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FINRA U5 Late Disc Fee-26 Days (1636)
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FINRA U5 Late Disc Fee-3 Days (1613)
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FINRA U5 Late Disc Fee-31 Days (2714)
FINRA U5 Late Disc Fee-32 Days (2715)
FINRA U5 Late Disc Fee-33 Days (2716)
FINRA U5 Late Disc Fee-34 Days (2717)
FINRA U5 Late Disc Fee-35 Days (2718)
FINRA U5 Late Disc Fee-36 Days (2719)
FINRA U5 Late Disc Fee-37 Days (2720)
FINRA U5 Late Disc Fee-38 Days (2721)
FINRA U5 Late Disc Fee-39 Days (2722)
FINRA U5 Late Disc Fee-4 Days (1614)
FINRA U5 Late Disc Fee-40 Days (2723)
FINRA U5 Late Disc Fee-41 Days (2724)
FINRA U5 Late Disc Fee-42 Days (2725)
FINRA U5 Late Disc Fee-43 Days (2726)
FINRA U5 Late Disc Fee-44 Days (2727)
FINRA U5 Late Disc Fee-45 Days (2728)
FINRA U5 Late Disc Fee-46 Days (2729)
FINRA U5 Late Disc Fee-47 Days (2730)
FINRA U5 Late Disc Fee-48 Days (2731)
FINRA U5 Late Disc Fee-49 Days (2732)
FINRA U5 Late Disc Fee-5 Days (1615)
FINRA U5 Late Disc Fee-50 Days (2733)
FINRA U5 Late Disc Fee-51 Days (2734)
FINRA U5 Late Disc Fee-52 Days (2735)
FINRA U5 Late Disc Fee-53 Days (2736)
FINRA U5 Late Disc Fee-54 Days (2737)
FINRA U5 Late Disc Fee-55 Days (2738)
FINRA U5 Late Disc Fee-56 Days (2739)
FINRA U5 Late Disc Fee-57 Days (2740)
FINRA U5 Late Disc Fee-58 Days (2741)
FINRA U5 Late Disc Fee-59 Days (2742)
FINRA U5 Late Disc Fee-6 Days (1616)
FINRA U5 Late Disc Fee-60 Days (2743)
FINRA U5 Late Disc Fee-60+Days (2744)
FINRA U5 Late Disc Fee-7 Days (1617)
FINRA U5 Late Disc Fee-8 Days (1618)
FINRA U5 Late Disc Fee-9 Days (1619)
FINRA/ARM-CRD Regional Seminar (1287)
FL BD Branch Notice Fee (580)
FL BD Branch Renewal Fee (582)
FL Broker Dealer Reg. Fee (115)
FL Broker Dealer Renewal Fee (238)
FL IA Branch Notice Fee (581)
FL IA Branch Ren. Discount Fee (1766)
FL IA Branch Renewal Fee (583)
FL IA Firm ERA (2127)
FL IA Firm ERA Rnwl (2588)
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FL IA Firm ERA-BD (2180)
FL IA Firm NTC (764)
FL IA Firm NTC Rnwl (1076)
FL IA Firm NTC Rnwl-BD (1128)
FL IA Firm NTC Rnwl-Reg (1180)
FL IA Firm NTC-BD (816)
FL IA Firm NTC-BD From ERA (2498)
FL IA Firm NTC-From ERA (2445)
FL IA Firm NTC-Reg (868)
FL IA Firm Reg (608)
FL IA Firm Reg Rnwl (920)
FL IA Firm Reg Rnwl-BD (972)
FL IA Firm Reg Rnwl-NTC (1024)
FL IA Firm Reg-BD (660)
FL IA Firm Reg-BD From ERA (2392)
FL IA Firm Reg-From ERA (2339)
FL IA Firm Reg-NTC (712)
FL IA Firm Reg-NTC From ERA (2233)
FL IA Firm Reg-NTC-BD From ERA (2286)
FL Individual Reg. Fee (176)
FL Individual Renewal Fee (300)
FL Mass Transfer AG Fee (1875)
FL Mass Transfer Branch Fee (1876)
FL Mass Transfer IA Branch Fee (1877)
FL Mass Transfer RA Fee (1878)
FL MassTransfer Dual AG/RA Fee (1879)
FL MassTransfer DualBranch Fee (1880)
FL RA Reg. Discount Fee (1349)
FL RA Registration Fee (1346)
FL RA Ren. Discount Fee (1350)
FL RA Renewals Fee (1347)
FL RA Transfer Fee (1348)
FL Transfer Fee (361)
Fingerprint Cards (Pack of 25) (410)
For Exam Late Cancel/No Show (52)
For Session Late Cancel/No Show (50)
Full Service Subscription (411)
Futures Risk Disclosure Statement Brochure (1288)
GA Broker Dealer Reg. Fee (116)
GA Broker Dealer Renewal Fee (239)
GA IA Firm ERA (2128)
GA IA Firm ERA Rnwl (2590)
GA IA Firm ERA Rnwl-BD (2591)
GA IA Firm ERA-BD (2181)
GA IA Firm NTC (765)
GA IA Firm NTC Rnwl (1077)
GA IA Firm NTC Rnwl-BD (1129)
GA IA Firm NTC Rnwl-Reg (1181)
GA IA Firm NTC-BD (817)
GA IA Firm NTC-BD From ERA (2499)
GA IA Firm NTC-From ERA (2446)
GA IA Firm NTC-Reg (869)
GA IA Firm Reg (609)
GA IA Firm Reg Rnwl (921)
GA IA Firm Reg Rnwl-BD (973)
GA IA Firm Reg Rnwl-NTC (1025)
GA IA Firm Reg-BD (661)
GA IA Firm Reg-BD From ERA (2393)
GA IA Firm Reg-From ERA (2340)
GA IA Firm Reg-NTC (713)
GA IA Firm Reg-NTC From ERA (2234)
GA IA Firm Reg-NTC-BD From ERA (2287)
GA Individual Reg. Fee (177)
GA Individual Renewal Fee (301)
GA Mass Transfer AG Fee (1881)
GA Mass Transfer Branch Fee (1882)
GA Mass Transfer IA Branch Fee (1883)
GA Mass Transfer RA Fee (1884)
GA MassTransfer Dual AG/RA Fee (1885)
GA MassTransfer DualBranch Fee (1886)
GA RA Reg. Discount Fee (1354)
GA RA Registration Fee (1351)
GA RA Ren. Discount Fee (1355)
GA RA Renewals Fee (1352)
GA RA Transfer Fee (1353)
GA Transfer Fee (362)
ISE GEMX Broker Dealer Reg. Fee (2753)
ISE GEMX Broker Dealer Ren. Fee (2754)
ISE GEMX Individual Reg. Fee (2755)
ISE GEMX Individual Ren. Fee (2756)
ISE GEMX Mass Transfer Brnch Fee (2757)
ISE GEMX Mass Transfer Fee (2758)
ISE GEMX Termination Fee (2759)
ISE GEMX Transfer Fee (2760)
GU IA Firm ERA (2169)
GU IA Firm ERA Rnwl (2672)
GU IA Firm ERA Rnwl-BD (2673)
GU IA Firm ERA-BD (2222)
GU IA Firm NTC (802)
GU IA Firm NTC Rnwl (1114)
GU IA Firm NTC Rnwl-BD (1166)
GU IA Firm NTC Rnwl-Reg (1218)
GU IA Firm NTC-BD (854)
GU IA Firm NTC-BD From ERA (2540)
GU IA Firm NTC-From ERA (2487)
GU IA Firm NTC-Reg (906)
GU IA Firm Reg (646)
GU IA Firm Reg Rnwl (958)
GU IA Firm Reg Rnwl-BD (1010)
GU IA Firm Reg Rnwl-NTC (1062)
GU IA Firm Reg-BD (698)
GU IA Firm Reg-BD From ERA (2434)
GU IA Firm Reg-From ERA (2381)
GU IA Firm Reg-NTC (750)
GU IA Firm Reg-NTC From ERA (2275)
GU IA Firm Reg-NTC-BD From ERA (2328)
GU Mass Transfer AG Fee (1887)
GU Mass Transfer Branch Fee (1888)
GU Mass Transfer IA Branch Fee (1889)
GU Mass Transfer RA Fee (1890)
GU MassTransfer Dual AG/RA Fee (1891)
GU MassTransfer DualBranch Fee (1892)
GU RA Reg. Discount Fee (1564)
GU RA Registration Fee (1561)
GU RA Ren. Discount Fee (1565)
GU RA Renewals Fee (1562)
GU RA Transfer Fee (1563)
Going Public (412)
Guide to Rule Interpretations (413)
HI Broker Dealer Reg. Fee (117)
HI Broker Dealer Renewal Fee (240)
HI IA Firm ERA (2129)
HI IA Firm ERA Rnwl (2592)
HI IA Firm ERA Rnwl-BD (2593)
HI IA Firm ERA-BD (2182)
HI IA Firm NTC (766)
HI IA Firm NTC Rnwl (1078)
HI IA Firm NTC Rnwl-BD (1130)
HI IA Firm NTC Rnwl-Reg (1182)
HI IA Firm NTC-BD (818)
HI IA Firm NTC-BD From ERA (2500)
HI IA Firm NTC-From ERA (2447)
HI IA Firm NTC-Reg (870)
HI IA Firm Reg (610)
HI IA Firm Reg Rnwl (922)
HI IA Firm Reg Rnwl-BD (974)
HI IA Firm Reg Rnwl-NTC (1026)
HI IA Firm Reg-BD (662)
HI IA Firm Reg-BD From ERA (2394)
HI IA Firm Reg-From ERA (2341)
HI IA Firm Reg-NTC (714)
HI IA Firm Reg-NTC From ERA (2235)
HI IA Firm Reg-NTC-BD From ERA (2288)
HI Individual Reg. Fee (178)
HI Individual Renewal Fee (302)
HI Mass Transfer AG Fee (1666)
HI Mass Transfer Branch Fee (1893)
HI Mass Transfer IA Branch Fee (1894)
HI Mass Transfer RA Fee (1667)
HI MassTransfer Dual AG/RA Fee (1895)
HI MassTransfer DualBranch Fee (1896)
HI RA Reg. Discount Fee (1359)
HI RA Registration Fee (1356)
HI RA Ren. Discount Fee (1360)
HI RA Renewals Fee (1357)
HI RA Transfer Fee (1358)
HI Transfer Fee (363)
IA Broker Dealer Reg. Fee (121)
IA Broker Dealer Renewal Fee (244)
IA Firm Download/Mailing List (1273)
IA IA Firm ERA (2133)
IA IA Firm ERA Rnwl (2600)
IA IA Firm ERA Rnwl-BD (2601)
IA IA Firm ERA-BD (2186)
IA IA Firm NTC (770)
IA IA Firm NTC Rnwl (1082)
IA IA Firm NTC Rnwl-BD (1134)
IA IA Firm NTC Rnwl-Reg (1186)
IA IA Firm NTC-BD (822)
IA IA Firm NTC-BD From ERA (2504)
IA IA Firm NTC-From ERA (2451)
IA IA Firm NTC-Reg (874)
IA IA Firm Reg (614)
IA IA Firm Reg Rnwl (926)
IA IA Firm Reg Rnwl-BD (978)
IA IA Firm Reg Rnwl-NTC (1030)
IA IA Firm Reg-BD (666)
IA IA Firm Reg-BD From ERA (2398)
IA IA Firm Reg-From ERA (2345)
IA IA Firm Reg-NTC (718)
IA IA Firm Reg-NTC From ERA (2239)
IA IA Firm Reg-NTC-BD From ERA (2292)
IA Individual Reg. Fee (182)
IA Individual Renewal Fee (306)
IA Mass Transfer AG Fee (531)
IA Mass Transfer Branch Fee (1897)
IA Mass Transfer IA Branch Fee (1898)
IA Mass Transfer RA Fee (532)
IA MassTransfer Dual AG/RA Fee (1899)
IA MassTransfer DualBranch Fee (1900)
IA RA Reg. Discount Fee (1379)
IA RA Registration Fee (1376)
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IA Transfer Fee (367)
IARD Ad Hoc Report Advance (1235)
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IARD SEC Ad Hoc Report Existing (1232)
IARD SEC Ad Hoc Report Simple (1233)
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ID Broker Dealer Reg. Fee (118)
ID Broker Dealer Renewal Fee (241)
ID IA Firm ERA (2130)
ID IA Firm ERA Rnwl (2594)
ID IA Firm ERA Rnwl-BD (2595)
ID IA Firm ERA-BD (2183)
ID IA Firm NTC (767)
ID IA Firm NTC Rnwl (1079)
ID IA Firm NTC Rnwl-BD (1131)
ID IA Firm NTC Rnwl-Reg (1183)
ID IA Firm NTC-BD (819)
ID IA Firm NTC-BD From ERA (2501)
ID IA Firm NTC-From ERA (2448)
ID IA Firm NTC-Reg (871)
ID IA Firm Reg (611)
ID IA Firm Reg Rnwl (923)
ID IA Firm Reg Rnwl-BD (975)
ID IA Firm Reg Rnwl-NTC (1027)
ID IA Firm Reg-BD (663)
ID IA Firm Reg-BD From ERA (2395)
ID IA Firm Reg-From ERA (2342)
ID IA Firm Reg-NTC (715)
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ID IA Firm Reg-NTC-BD From ERA (2289)
ID Individual Reg. Fee (179)
ID Individual Renewal Fee (303)
ID Mass Transfer AG Fee (1901)
ID Mass Transfer Branch Fee (1902)
ID Mass Transfer IA Branch Fee (1903)
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ID MassTransfer Dual AG/RA Fee (1905)
ID MassTransfer DualBranch Fee (1906)
ID RA Reg. Discount Fee (1364)
ID RA Registration Fee (1361)
ID RA Ren. Discount Fee (1365)
ID RA Renewals Fee (1362)
ID RA Transfer Fee (1363)
ID Transfer Fee (364)
IEX Broker Dealer Reg. Fee (2782)
IEX Broker Dealer Ren. Fee (2781)
IEX Individual Reg. Fee (2780)
IEX Individual Ren. Fee (2779)
IEX Mass Transfer Brnch Fee (2778)
IEX Mass Transfer Fee (2777)
IEX Termination Fee (2776)
IEX Transfer Fee (2775)
LTSE Broker Dealer Reg. Fee (2858)
LTSE Broker Dealer Renewal Fee (2859)
LTSE Individual Reg. Fee (2860)
LTSE Individual Renewal Fee (2861)
LTSE Mass Transfer Branch Fee (2862)
LTSE Mass Transfer Fee (2863)
LTSE Termination Fee (2864)
LTSE Transfer Fee (2865)
MEMX Broker Dealer Reg. Fee (2868)
MEMX Broker Dealer Renewal Fee (2869)
MEMX Individual Reg. Fee (2870)
MEMX Individual Renewal Fee (2871)
MEMX Mass Transfer Branch Fee (2872)
MEMX Mass Transfer Fee (2873)
MEMX Transfer Fee (2874)
MEMX Termination Fee (2875)
IL BD Branch Notice Filing Fee (1723)
IL BD Branch Renewal Fee (1724)
IL Broker Dealer Reg. Fee (119)
IL Broker Dealer Renewal Fee (242)
IL IA Branch Ren. Discount Fee (1767)
IL IA Branch Ren. Fee (1773)
IL IA Firm ERA (2131)
IL IA Firm ERA Rnwl (2596)
IL IA Firm ERA Rnwl-BD (2597)
IL IA Firm ERA-BD (2184)
IL IA Firm NTC (768)
IL IA Firm NTC Rnwl (1080)
IL IA Firm NTC Rnwl-BD (1132)
IL IA Firm NTC Rnwl-Reg (1184)
IL IA Firm NTC-BD (820)
IL IA Firm NTC-BD From ERA (2502)
IL IA Firm NTC-From ERA (2449)
IL IA Firm NTC-Reg (872)
IL IA Firm Reg (612)
IL IA Firm Reg Rnwl (924)
IL IA Firm Reg Rnwl-BD (976)
IL IA Firm Reg Rnwl-NTC (1028)
IL IA Firm Reg-BD (664)
IL IA Firm Reg-BD From ERA (2396)
IL IA Firm Reg-From ERA (2343)
IL IA Firm Reg-NTC (716)
IL IA Firm Reg-NTC From ERA (2237)
IL IA Firm Reg-NTC-BD From ERA (2290)
IL Individual Reg. Fee (180)
IL Individual Renewal Fee (304)
IL Mass Transfer AG Fee (1681)
IL Mass Transfer Branch Fee (1907)
IL Mass Transfer IA Branch Fee (1908)
IL Mass Transfer RA Fee (1682)
IL MassTransfer Dual AG/RA Fee (1909)
IL MassTransfer DualBranch Fee (1910)
IL RA Reg. Discount Fee (1369)
IL RA Registration Fee (1366)
IL RA Ren. Discount Fee (1370)
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IN Broker Dealer Reg. Fee (120)
IN Broker Dealer Renewal Fee (243)
IN IA Firm ERA (2132)
IN IA Firm ERA Rnwl (2598)
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IN IA Firm ERA-BD (2185)
IN IA Firm NTC (769)
IN IA Firm NTC Rnwl (1081)
IN IA Firm NTC Rnwl-BD (1133)
IN IA Firm NTC Rnwl-Reg (1185)
IN IA Firm NTC-BD (821)
IN IA Firm NTC-BD From ERA (2503)
IN IA Firm NTC-From ERA (2450)
IN IA Firm NTC-Reg (873)
IN IA Firm Reg (613)
IN IA Firm Reg Rnwl (925)
IN IA Firm Reg Rnwl-BD (977)
IN IA Firm Reg Rnwl-NTC (1029)
IN IA Firm Reg-BD (665)
IN IA Firm Reg-BD From ERA (2397)
IN IA Firm Reg-From ERA (2344)
IN IA Firm Reg-NTC (717)
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IN IA Firm Reg-NTC-BD From ERA (2291)
IN Individual Reg. Fee (181)
IN Individual Renewal Fee (305)
IN Mass Transfer AG Fee (1799)
IN Mass Transfer Branch Fee (1911)
IN Mass Transfer IA Branch Fee (1912)
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IN MassTransfer Dual AG/RA Fee (1800)
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IN RA Reg. Discount Fee (1374)
IN RA Registration Fee (1371)
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IN RA Renewals Fee (1372)
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ISDLX Broker Dealer Renewal Fee (1261)
ISDLX Individual Renewal Fee (1262)
ISDLX Transfer Fee (1263)
ISE Broker Dealer Registration Fee (520)
ISE Broker Dealer Renewal Fee (1260)
ISE Individual Registration Fee (519)
ISE Individual Renewal Fee (1252)
ISE Mass Transfer Branch Fee (1914)
ISE Mass Transfer Fee (1915)
ISE Termination Fee (1758)
ISE Transfer Fee (1259)
ISE MRX Broker Dealer Reg. Fee (2774)
ISE MRX Broker Dealer Ren. Fee (2773)
ISE MRX Individual Reg. Fee (2772)
ISE MRX Individual Ren. Fee (2771)
ISE MRX Mass Transfer Branch Fee (2770)
ISE MRX Mass Transfer Fee (2769)
ISE MRX Termination Fee (2768)
ISE MRX Transfer Fee (2783)
ISLAND STOCK EXCHANGE BROKER DEALER REGISTRATION FEE (1255)
ISLAND STOCK EXCHANGE INDIVIDUAL REGISTRATION FEE (1256)
Investor Protection (414)
KS Broker Dealer Reg. Fee (122)
KS Broker Dealer Renewal Fee (245)
KS IA Firm ERA (2134)
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KS IA Firm ERA Rnwl-BD (2603)
KS IA Firm ERA-BD (2187)
KS IA Firm NTC (771)
KS IA Firm NTC Rnwl (1083)
KS IA Firm NTC Rnwl-BD (1135)
KS IA Firm NTC Rnwl-Reg (1187)
KS IA Firm NTC-BD (823)
KS IA Firm NTC-BD From ERA (2505)
KS IA Firm NTC-From ERA (2452)
KS IA Firm NTC-Reg (875)
KS IA Firm Reg (615)
KS IA Firm Reg Rnwl (927)
KS IA Firm Reg Rnwl-BD (979)
KS IA Firm Reg Rnwl-NTC (1031)
KS IA Firm Reg-BD (667)
KS IA Firm Reg-BD From ERA (2399)
KS IA Firm Reg-From ERA (2346)
KS IA Firm Reg-NTC (719)
KS IA Firm Reg-NTC From ERA (2240)
KS IA Firm Reg-NTC-BD From ERA (2293)
KS Individual Reg. Fee (183)
KS Individual Renewal Fee (307)
KS Mass Transfer AG Fee (533)
KS Mass Transfer Branch Fee (1916)
KS Mass Transfer IA Branch Fee (1917)
KS Mass Transfer RA Fee (534)
KS MassTransfer Dual AG/RA Fee (1918)
KS MassTransfer DualBranch Fee (1919)
KS RA Reg. Discount Fee (1384)
KS RA Registration Fee (1381)
KS RA Ren. Discount Fee (1385)
KS RA Renewals Fee (1382)
KS RA Transfer Fee (1383)
KS Transfer Fee (368)
KY Broker Dealer Reg. Fee (123)
KY Broker Dealer Renewal Fee (246)
KY IA Firm ERA (2135)
KY IA Firm ERA Rnwl (2604)
KY IA Firm ERA Rnwl-BD (2605)
KY IA Firm ERA-BD (2188)
KY IA Firm NTC (772)
KY IA Firm NTC Rnwl (1084)
KY IA Firm NTC Rnwl-BD (1136)
KY IA Firm NTC Rnwl-Reg (1188)
KY IA Firm NTC-BD (824)
KY IA Firm NTC-BD From ERA (2506)
KY IA Firm NTC-From ERA (2453)
KY IA Firm NTC-Reg (876)
KY IA Firm Reg (616)
KY IA Firm Reg Rnwl (928)
KY IA Firm Reg Rnwl-BD (980)
KY IA Firm Reg Rnwl-NTC (1032)
KY IA Firm Reg-BD (668)
KY IA Firm Reg-BD From ERA (2400)
KY IA Firm Reg-From ERA (2347)
KY IA Firm Reg-NTC (720)
KY IA Firm Reg-NTC From ERA (2241)
KY IA Firm Reg-NTC-BD From ERA (2294)
KY Individual Reg. Fee (184)
KY Individual Renewal Fee (308)
KY Mass Transfer AG Fee (1920)
KY Mass Transfer Branch Fee (1921)
KY Mass Transfer IA Branch Fee (1922)
KY Mass Transfer RA Fee (1923)
KY MassTransfer Dual AG/RA Fee (1924)
KY MassTransfer DualBranch Fee (1925)
KY RA Reg. Discount Fee (1389)
KY RA Registration Fee (1386)
KY RA Ren. Discount Fee (1390)
KY RA Renewals Fee (1387)
KY RA Transfer Fee (1388)
KY Transfer Fee (369)
LA Broker Dealer Reg. Fee (124)
LA Broker Dealer Renewal Fee (247)
LA IA Firm ERA (2136)
LA IA Firm ERA Rnwl (2606)
LA IA Firm ERA Rnwl-BD (2607)
LA IA Firm ERA-BD (2189)
LA IA Firm NTC (773)
LA IA Firm NTC Rnwl (1085)
LA IA Firm NTC Rnwl-BD (1137)
LA IA Firm NTC Rnwl-Reg (1189)
LA IA Firm NTC-BD (825)
LA IA Firm NTC-BD From ERA (2507)
LA IA Firm NTC-From ERA (2454)
LA IA Firm NTC-Reg (877)
LA IA Firm Reg (617)
LA IA Firm Reg Rnwl (929)
LA IA Firm Reg Rnwl-BD (981)
LA IA Firm Reg Rnwl-NTC (1033)
LA IA Firm Reg-BD (669)
LA IA Firm Reg-BD From ERA (2401)
LA IA Firm Reg-From ERA (2348)
LA IA Firm Reg-NTC (721)
LA IA Firm Reg-NTC From ERA (2242)
LA IA Firm Reg-NTC-BD From ERA (2295)
LA Individual Reg. Fee (185)
LA Individual Renewal Fee (309)
LA Mass Transfer AG Fee (1926)
LA Mass Transfer Branch Fee (1927)
LA Mass Transfer IA Branch Fee (1928)
LA Mass Transfer RA Fee (1929)
LA MassTransfer Dual AG/RA Fee (1930)
LA MassTransfer DualBranch Fee (1931)
LA RA Reg. Discount Fee (1394)
LA RA Registration Fee (1391)
LA RA Ren. Discount Fee (1395)
LA RA Renewals Fee (1392)
LA RA Transfer Fee (1393)
LA Transfer Fee (370)
MA Broker Dealer Reg. Fee (127)
MA Broker Dealer Renewal Fee (250)
MA IA Firm ERA (2139)
MA IA Firm ERA Rnwl (2612)
MA IA Firm ERA Rnwl-BD (2613)
MA IA Firm ERA-BD (2192)
MA IA Firm NTC (775)
MA IA Firm NTC Rnwl (1087)
MA IA Firm NTC Rnwl-BD (1139)
MA IA Firm NTC Rnwl-Reg (1191)
MA IA Firm NTC-BD (827)
MA IA Firm NTC-BD From ERA (2510)
MA IA Firm NTC-From ERA (2457)
MA IA Firm NTC-Reg (879)
MA IA Firm Reg (619)
MA IA Firm Reg Rnwl (931)
MA IA Firm Reg Rnwl-BD (983)
MA IA Firm Reg Rnwl-NTC (1035)
MA IA Firm Reg-BD (671)
MA IA Firm Reg-BD From ERA (2404)
MA IA Firm Reg-From ERA (2351)
MA IA Firm Reg-NTC (723)
MA IA Firm Reg-NTC From ERA (2245)
MA IA Firm Reg-NTC-BD From ERA (2298)
MA Individual Reg. Fee (188)
MA Individual Renewal Fee (312)
MA Mass Transfer AG Fee (1668)
MA Mass Transfer Branch Fee (1932)
MA Mass Transfer IA Branch Fee (1933)
MA Mass Transfer RA Fee (1669)
MA MassTransfer Dual AG/RA Fee (1934)
MA MassTransfer DualBranch Fee (1935)
MA RA Reg. Discount Fee (1409)
MA RA Registration Fee (1406)
MA RA Ren. Discount Fee (1410)
MA RA Renewals Fee (1407)
MA RA Transfer Fee (1408)
MA Transfer Fee (373)
MD Broker Dealer Reg. Fee (126)
MD Broker Dealer Renewal Fee (249)
MD IA Firm ERA (2138)
MD IA Firm ERA Rnwl (2610)
MD IA Firm ERA Rnwl-BD (2611)
MD IA Firm ERA-BD (2191)
MD IA Firm NTC (774)
MD IA Firm NTC Rnwl (1086)
MD IA Firm NTC Rnwl-BD (1138)
MD IA Firm NTC Rnwl-Reg (1190)
MD IA Firm NTC-BD (826)
MD IA Firm NTC-BD From ERA (2509)
MD IA Firm NTC-From ERA (2456)
MD IA Firm NTC-Reg (878)
MD IA Firm Reg (618)
MD IA Firm Reg Rnwl (930)
MD IA Firm Reg Rnwl-BD (982)
MD IA Firm Reg Rnwl-NTC (1034)
MD IA Firm Reg-BD (670)
MD IA Firm Reg-BD From ERA (2403)
MD IA Firm Reg-From ERA (2350)
MD IA Firm Reg-NTC (722)
MD IA Firm Reg-NTC From ERA (2244)
MD IA Firm Reg-NTC-BD From ERA (2297)
MD Individual Reg. Fee (187)
MD Individual Renewal Fee (311)
MD Mass Transfer AG Fee (1936)
MD Mass Transfer Branch Fee (1937)
MD Mass Transfer IA Branch Fee (1938)
MD Mass Transfer RA Fee (1939)
MD MassTransfer Dual AG/RA Fee (1940)
MD MassTransfer DualBranch Fee (1941)
MD RA Reg. Discount Fee (1404)
MD RA Registration Fee (1401)
MD RA Ren. Discount Fee (1405)
MD RA Renewals Fee (1402)
MD RA Transfer Fee (1403)
MD Transfer Fee (372)
ME BD Branch Discount Fee (1694)
ME BD Branch Registration Fee (539)
ME BD Branch Renewal Fee (540)
ME BD/IA Dual Branch Fee (1696)
ME Broker Dealer Reg. Fee (125)
ME Broker Dealer Renewal Fee (248)
ME IA Branch Discount Fee (1695)
ME IA Branch Registration Fee (541)
ME IA Branch Ren. Discount Fee (1768)
ME IA Branch Renewal Fee (542)
ME IA Firm ERA (2137)
ME IA Firm ERA Rnwl (2608)
ME IA Firm ERA Rnwl-BD (2609)
ME IA Firm ERA-BD (2190)
ME IA Firm NTC (804)
ME IA Firm NTC Rnwl (1116)
ME IA Firm NTC Rnwl-BD (1168)
ME IA Firm NTC Rnwl-Reg (1220)
ME IA Firm NTC-BD (856)
ME IA Firm NTC-BD From ERA (2508)
ME IA Firm NTC-From ERA (2455)
ME IA Firm NTC-Reg (908)
ME IA Firm Reg (648)
ME IA Firm Reg Rnwl (960)
ME IA Firm Reg Rnwl-BD (1012)
ME IA Firm Reg Rnwl-NTC (1064)
ME IA Firm Reg-BD (700)
ME IA Firm Reg-BD From ERA (2402)
ME IA Firm Reg-From ERA (2349)
ME IA Firm Reg-NTC (752)
ME IA Firm Reg-NTC From ERA (2243)
ME IA Firm Reg-NTC-BD From ERA (2296)
ME Individual Reg. Fee (186)
ME Individual Renewal Fee (310)
ME Mass Transfer AG Fee (537)
ME Mass Transfer Branch Fee (535)
ME Mass Transfer IA Branch Fee (536)
ME Mass Transfer RA Fee (538)
ME MassTransfer Dual AG/RA Fee (1942)
ME MassTransfer DualBranch Fee (1704)
ME RA Reg. Discount Fee (1399)
ME RA Registration Fee (1396)
ME RA Ren. Discount Fee (1400)
ME RA Renewals Fee (1397)
ME RA Transfer Fee (1398)
ME Transfer Fee (371)
MI Broker Dealer Reg. Fee (128)
MI Broker Dealer Renewal Fee (251)
MI IA Firm ERA (2140)
MI IA Firm ERA Rnwl (2614)
MI IA Firm ERA Rnwl-BD (2615)
MI IA Firm ERA-BD (2193)
MI IA Firm NTC (776)
MI IA Firm NTC Rnwl (1088)
MI IA Firm NTC Rnwl-BD (1140)
MI IA Firm NTC Rnwl-Reg (1192)
MI IA Firm NTC-BD (828)
MI IA Firm NTC-BD From ERA (2511)
MI IA Firm NTC-From ERA (2458)
MI IA Firm NTC-Reg (880)
MI IA Firm Reg (620)
MI IA Firm Reg Rnwl (932)
MI IA Firm Reg Rnwl-BD (984)
MI IA Firm Reg Rnwl-NTC (1036)
MI IA Firm Reg-BD (672)
MI IA Firm Reg-BD From ERA (2405)
MI IA Firm Reg-From ERA (2352)
MI IA Firm Reg-NTC (724)
MI IA Firm Reg-NTC From ERA (2246)
MI IA Firm Reg-NTC-BD From ERA (2299)
MI Individual Reg. Fee (189)
MI Individual Renewal Fee (313)
MI Mass Transfer AG Fee (543)
MI Mass Transfer Branch Fee (1943)
MI Mass Transfer IA Branch Fee (1944)
MI Mass Transfer RA Fee (1945)
MI MassTransfer Dual AG/RA Fee (1946)
MI MassTransfer DualBranch Fee (1947)
MI RA Reg. Discount Fee (1414)
MI RA Registration Fee (1411)
MI RA Ren. Discount Fee (1415)
MI RA Renewals Fee (1412)
MI RA Transfer Fee (1413)
MI Transfer Fee (374)
MIAX EMERALD Broker Dealer Reg. Fee (2850)
MIAX EMERALD Broker Dealer Ren. Fee (2851)
MIAX EMERALD Individual Reg. Fee (2852)
MIAX EMERALD Individual Ren. Fee (2853)
MIAX EMERALD Mass Transfer Branch Fee (2854)
MIAX EMERALD Mass Transfer Fee (2855)
MIAX EMERALD Termination Fee (2856)
MIAX EMERALD Transfer Fee (2857)
MIAX OPTIONS Broker Dealer Reg. Fee (2092)
MIAX OPTIONS Broker Dealer Ren. Fee (2093)
MIAX OPTIONS Individual Reg. Fee (2094)
MIAX OPTIONS Individual Ren. Fee (2095)
MIAX OPTIONS Mass Transfer Branch Fee (2097)
MIAX OPTIONS Mass Transfer Fee (2096)
MIAX OPTIONS Termination Fee (2098)
MIAX OPTIONS Transfer Fee (2099)
MIAX PEARL Broker Dealer Reg. Fee (2802)
MIAX PEARL Broker Dealer Ren. Fee (2803)
MIAX PEARL Individual Reg. Fee (2804)
MIAX PEARL Individual Ren. Fee (2805)
MIAX PEARL Mass Transfer Branch Fee (2799)
MIAX PEARL Mass Transfer Fee (2806)
MIAX PEARL Termination Fee (2801)
MIAX PEARL Transfer Fee (2800)
MIAX Sapphire Mass Transfer Fee (2882)
MIAX Sapphire Broker Dealer Reg. Fee (2883)
MIAX Sapphire Mass Transfer Branch Fee (2884)
MIAX Sapphire Individual Reg. Fee (2885)
MIAX Sapphire Termination Fee (2886)
MIAX Sapphire Broker Dealer Renewal Fee (2887)
MIAX Sapphire Individual Renewal Fee (2888)
MIAX Sapphire Transfer Fee (2889)
MIAX Sapphire Branch Registration Fee (2890)
MIAX Sapphire Branch Renewal Reg Fee (2891)
MN Broker Dealer Reg. Fee (129)
MN Broker Dealer Renewal Fee (252)
MN IA Firm ERA (2141)
MN IA Firm ERA Rnwl (2616)
MN IA Firm ERA Rnwl-BD (2617)
MN IA Firm ERA-BD (2194)
MN IA Firm NTC (777)
MN IA Firm NTC Rnwl (1089)
MN IA Firm NTC Rnwl-BD (1141)
MN IA Firm NTC Rnwl-Reg (1193)
MN IA Firm NTC-BD (829)
MN IA Firm NTC-BD From ERA (2512)
MN IA Firm NTC-From ERA (2459)
MN IA Firm NTC-Reg (881)
MN IA Firm Reg (621)
MN IA Firm Reg Rnwl (933)
MN IA Firm Reg Rnwl-BD (985)
MN IA Firm Reg Rnwl-NTC (1037)
MN IA Firm Reg-BD (673)
MN IA Firm Reg-BD From ERA (2406)
MN IA Firm Reg-From ERA (2353)
MN IA Firm Reg-NTC (725)
MN IA Firm Reg-NTC From ERA (2247)
MN IA Firm Reg-NTC-BD From ERA (2300)
MN Individual Reg. Fee (190)
MN Individual Renewal Fee (314)
MN Mass Transfer AG Fee (1948)
MN Mass Transfer Branch Fee (1949)
MN Mass Transfer IA Branch Fee (1950)
MN Mass Transfer RA Fee (1951)
MN MassTransfer Dual AG/RA Fee (1952)
MN MassTransfer DualBranch Fee (1953)
MN RA Reg. Discount Fee (1419)
MN RA Registration Fee (1416)
MN RA Ren. Discount Fee (1420)
MN RA Renewals Fee (1417)
MN RA Transfer Fee (1418)
MN Transfer Fee (375)
MO Broker Dealer Reg. Fee (131)
MO Broker Dealer Renewal Fee (254)
MO IA Firm ERA (2143)
MO IA Firm ERA Rnwl (2620)
MO IA Firm ERA Rnwl-BD (2621)
MO IA Firm ERA-BD (2196)
MO IA Firm NTC (779)
MO IA Firm NTC Rnwl (1091)
MO IA Firm NTC Rnwl-BD (1143)
MO IA Firm NTC Rnwl-Reg (1195)
MO IA Firm NTC-BD (831)
MO IA Firm NTC-BD From ERA (2514)
MO IA Firm NTC-From ERA (2461)
MO IA Firm NTC-Reg (883)
MO IA Firm Reg (623)
MO IA Firm Reg Rnwl (935)
MO IA Firm Reg Rnwl-BD (987)
MO IA Firm Reg Rnwl-NTC (1039)
MO IA Firm Reg-BD (675)
MO IA Firm Reg-BD From ERA (2408)
MO IA Firm Reg-From ERA (2355)
MO IA Firm Reg-NTC (727)
MO IA Firm Reg-NTC From ERA (2249)
MO IA Firm Reg-NTC-BD From ERA (2302)
MO Individual Reg. Fee (192)
MO Individual Renewal Fee (316)
MO Mass Transfer AG Fee (544)
MO Mass Transfer Branch Fee (1954)
MO Mass Transfer IA Branch Fee (1955)
MO Mass Transfer RA Fee (545)
MO MassTransfer Dual AG/RA Fee (1706)
MO MassTransfer DualBranch Fee (1956)
MO RA Reg. Discount Fee (1429)
MO RA Registration Fee (1426)
MO RA Ren. Discount Fee (1430)
MO RA Renewals Fee (1427)
MO RA Transfer Fee (1428)
MO Transfer Fee (377)
MS Broker Dealer Reg. Fee (130)
MS Broker Dealer Renewal Fee (253)
MS IA Firm ERA (2142)
MS IA Firm ERA Rnwl (2618)
MS IA Firm ERA Rnwl-BD (2619)
MS IA Firm ERA-BD (2195)
MS IA Firm NTC (778)
MS IA Firm NTC Rnwl (1090)
MS IA Firm NTC Rnwl-BD (1142)
MS IA Firm NTC Rnwl-Reg (1194)
MS IA Firm NTC-BD (830)
MS IA Firm NTC-BD From ERA (2513)
MS IA Firm NTC-From ERA (2460)
MS IA Firm NTC-Reg (882)
MS IA Firm Reg (622)
MS IA Firm Reg Rnwl (934)
MS IA Firm Reg Rnwl-BD (986)
MS IA Firm Reg Rnwl-NTC (1038)
MS IA Firm Reg-BD (674)
MS IA Firm Reg-BD From ERA (2407)
MS IA Firm Reg-From ERA (2354)
MS IA Firm Reg-NTC (726)
MS IA Firm Reg-NTC From ERA (2248)
MS IA Firm Reg-NTC-BD From ERA (2301)
MS Individual Reg. Fee (191)
MS Individual Renewal Fee (315)
MS Mass Transfer AG Fee (1957)
MS Mass Transfer Branch Fee (1958)
MS Mass Transfer IA Branch Fee (1959)
MS Mass Transfer RA Fee (1960)
MS MassTransfer Dual AG/RA Fee (1961)
MS MassTransfer DualBranch Fee (1962)
MS RA Reg. Discount Fee (1424)
MS RA Registration Fee (1421)
MS RA Ren. Discount Fee (1425)
MS RA Renewals Fee (1422)
MS RA Transfer Fee (1423)
MS Transfer Fee (376)
MT Broker Dealer Reg. Fee (132)
MT Broker Dealer Renewal Fee (255)
MT IA Firm ERA (2144)
MT IA Firm ERA Rnwl (2622)
MT IA Firm ERA Rnwl-BD (2623)
MT IA Firm ERA-BD (2197)
MT IA Firm NTC (780)
MT IA Firm NTC Rnwl (1092)
MT IA Firm NTC Rnwl-BD (1144)
MT IA Firm NTC Rnwl-Reg (1196)
MT IA Firm NTC-BD (832)
MT IA Firm NTC-BD From ERA (2515)
MT IA Firm NTC-From ERA (2462)
MT IA Firm NTC-Reg (884)
MT IA Firm Reg (624)
MT IA Firm Reg Rnwl (936)
MT IA Firm Reg Rnwl-BD (988)
MT IA Firm Reg Rnwl-NTC (1040)
MT IA Firm Reg-BD (676)
MT IA Firm Reg-BD From ERA (2409)
MT IA Firm Reg-From ERA (2356)
MT IA Firm Reg-NTC (728)
MT IA Firm Reg-NTC From ERA (2250)
MT IA Firm Reg-NTC-BD From ERA (2303)
MT Individual Reg. Fee (193)
MT Individual Renewal Fee (317)
MT Mass Transfer AG Fee (546)
MT Mass Transfer Branch Fee (1963)
MT Mass Transfer IA Branch Fee (1964)
MT Mass Transfer RA Fee (547)
MT MassTransfer Dual AG/RA Fee (1965)
MT MassTransfer DualBranch Fee (1966)
MT RA Reg. Discount Fee (1434)
MT RA Registration Fee (1431)
MT RA Ren. Discount Fee (1435)
MT RA Renewals Fee (1432)
MT RA Transfer Fee (1433)
MT Transfer Fee (378)
Mass Transfer Branch Processing Fee (1716)
Membership Certificate (416)
Membership Kit (415)
NC Broker Dealer Reg. Fee (139)
NC Broker Dealer Renewal Fee (262)
NC IA Firm ERA (2151)
NC IA Firm ERA Rnwl (2636)
NC IA Firm ERA Rnwl-BD (2637)
NC IA Firm ERA-BD (2204)
NC IA Firm NTC (786)
NC IA Firm NTC Rnwl (1098)
NC IA Firm NTC Rnwl-BD (1150)
NC IA Firm NTC Rnwl-Reg (1202)
NC IA Firm NTC-BD (838)
NC IA Firm NTC-BD From ERA (2522)
NC IA Firm NTC-From ERA (2469)
NC IA Firm NTC-Reg (890)
NC IA Firm Reg (630)
NC IA Firm Reg Rnwl (942)
NC IA Firm Reg Rnwl-BD (994)
NC IA Firm Reg Rnwl-NTC (1046)
NC IA Firm Reg-BD (682)
NC IA Firm Reg-BD From ERA (2416)
NC IA Firm Reg-From ERA (2363)
NC IA Firm Reg-NTC (734)
NC IA Firm Reg-NTC From ERA (2257)
NC IA Firm Reg-NTC-BD From ERA (2310)
NC Individual Reg. Fee (200)
NC Individual Renewal Fee (324)
NC Mass Transfer AG Fee (1967)
NC Mass Transfer Branch Fee (1968)
NC Mass Transfer IA Branch Fee (1969)
NC Mass Transfer RA Fee (1970)
NC MassTransfer Dual AG/RA Fee (1971)
NC MassTransfer DualBranch Fee (1972)
NC RA Reg. Discount Fee (1469)
NC RA Registration Fee (1466)
NC RA Ren. Discount Fee (1470)
NC RA Renewals Fee (1467)
NC RA Transfer Fee (1468)
NC Transfer Fee (385)
ND Broker Dealer Reg. Fee (140)
ND Broker Dealer Renewal Fee (263)
ND IA Firm ERA (2152)
ND IA Firm ERA Rnwl (2638)
ND IA Firm ERA Rnwl-BD (2639)
ND IA Firm ERA-BD (2205)
ND IA Firm NTC (787)
ND IA Firm NTC Rnwl (1099)
ND IA Firm NTC Rnwl-BD (1151)
ND IA Firm NTC Rnwl-Reg (1203)
ND IA Firm NTC-BD (839)
ND IA Firm NTC-BD From ERA (2523)
ND IA Firm NTC-From ERA (2470)
ND IA Firm NTC-Reg (891)
ND IA Firm Reg (631)
ND IA Firm Reg Rnwl (943)
ND IA Firm Reg Rnwl-BD (995)
ND IA Firm Reg Rnwl-NTC (1047)
ND IA Firm Reg-BD (683)
ND IA Firm Reg-BD From ERA (2417)
ND IA Firm Reg-From ERA (2364)
ND IA Firm Reg-NTC (735)
ND IA Firm Reg-NTC From ERA (2258)
ND IA Firm Reg-NTC-BD From ERA (2311)
ND Individual Reg. Fee (201)
ND Individual Renewal Fee (325)
ND Mass Transfer AG Fee (554)
ND Mass Transfer Branch Fee (1973)
ND Mass Transfer IA Branch Fee (1974)
ND Mass Transfer RA Fee (555)
ND MassTransfer Dual AG/RA Fee (1975)
ND MassTransfer DualBranch Fee (1976)
ND RA Reg. Discount Fee (1474)
ND RA Registration Fee (1471)
ND RA Ren. Discount Fee (1475)
ND RA Renewals Fee (1472)
ND RA Transfer Fee (1473)
ND Transfer Fee (386)
NE Broker Dealer Reg. Fee (133)
NE Broker Dealer Renewal Fee (256)
NE IA Firm ERA (2145)
NE IA Firm ERA Rnwl (2624)
NE IA Firm ERA Rnwl-BD (2625)
NE IA Firm ERA-BD (2198)
NE IA Firm NTC (805)
NE IA Firm NTC Rnwl (1117)
NE IA Firm NTC Rnwl-BD (1169)
NE IA Firm NTC Rnwl-Reg (1221)
NE IA Firm NTC-BD (857)
NE IA Firm NTC-BD From ERA (2516)
NE IA Firm NTC-From ERA (2463)
NE IA Firm NTC-Reg (909)
NE IA Firm Reg (649)
NE IA Firm Reg Rnwl (961)
NE IA Firm Reg Rnwl-BD (1013)
NE IA Firm Reg Rnwl-NTC (1065)
NE IA Firm Reg-BD (701)
NE IA Firm Reg-BD From ERA (2410)
NE IA Firm Reg-From ERA (2357)
NE IA Firm Reg-NTC (753)
NE IA Firm Reg-NTC From ERA (2251)
NE IA Firm Reg-NTC-BD From ERA (2304)
NE Individual Reg. Fee (194)
NE Individual Renewal Fee (318)
NE Mass Transfer AG Fee (548)
NE Mass Transfer Branch Fee (1977)
NE Mass Transfer IA Branch Fee (1978)
NE Mass Transfer RA Fee (549)
NE MassTransfer Dual AG/RA Fee (1979)
NE MassTransfer DualBranch Fee (1980)
NE RA Reg. Discount Fee (1439)
NE RA Registration Fee (1436)
NE RA Ren. Discount Fee (1440)
NE RA Renewals Fee (1437)
NE RA Transfer Fee (1438)
NE Transfer Fee (379)
NH BD Branch Discount Fee (2550)
NH BD Branch Notice Filing Fee (2553)
NH BD Branch Renewal Fee (2554)
NH BD/IA Dual Branch Fee (2552)
NH Broker Dealer Reg. Fee (135)
NH Broker Dealer Renewal Fee (258)
NH IA Branch Discount Fee (2551)
NH IA Branch Notice Filing Fee (2555)
NH IA Branch Ren. Discount Fee (2557)
NH IA Branch Renewal Fee (2556)
NH IA Firm ERA (2147)
NH IA Firm ERA Rnwl (2628)
NH IA Firm ERA Rnwl-BD (2629)
NH IA Firm ERA-BD (2200)
NH IA Firm NTC (782)
NH IA Firm NTC Rnwl (1094)
NH IA Firm NTC Rnwl-BD (1146)
NH IA Firm NTC Rnwl-Reg (1198)
NH IA Firm NTC-BD (834)
NH IA Firm NTC-BD From ERA (2518)
NH IA Firm NTC-From ERA (2465)
NH IA Firm NTC-Reg (886)
NH IA Firm Reg (626)
NH IA Firm Reg Rnwl (938)
NH IA Firm Reg Rnwl-BD (990)
NH IA Firm Reg Rnwl-NTC (1042)
NH IA Firm Reg-BD (678)
NH IA Firm Reg-BD From ERA (2412)
NH IA Firm Reg-From ERA (2359)
NH IA Firm Reg-NTC (730)
NH IA Firm Reg-NTC From ERA (2253)
NH IA Firm Reg-NTC-BD From ERA (2306)
NH Individual Reg. Fee (196)
NH Individual Renewal Fee (320)
NH Mass Transfer AG Fee (1677)
NH Mass Transfer Branch Fee (1981)
NH Mass Transfer IA Branch Fee (1982)
NH Mass Transfer RA Fee (1678)
NH MassTransfer Dual AG/RA Fee (1983)
NH MassTransfer DualBranch Fee (1984)
NH RA Reg. Discount Fee (1449)
NH RA Registration Fee (1446)
NH RA Ren. Discount Fee (1450)
NH RA Renewals Fee (1447)
NH RA Transfer Fee (1448)
NH Transfer Fee (381)
NJ Broker Dealer Reg. Fee (136)
NJ Broker Dealer Renewal Fee (259)
NJ IA Firm ERA (2148)
NJ IA Firm ERA Rnwl (2630)
NJ IA Firm ERA Rnwl-BD (2631)
NJ IA Firm ERA-BD (2201)
NJ IA Firm NTC (783)
NJ IA Firm NTC Rnwl (1095)
NJ IA Firm NTC Rnwl-BD (1147)
NJ IA Firm NTC Rnwl-Reg (1199)
NJ IA Firm NTC-BD (835)
NJ IA Firm NTC-BD From ERA (2519)
NJ IA Firm NTC-From ERA (2466)
NJ IA Firm NTC-Reg (887)
NJ IA Firm Reg (627)
NJ IA Firm Reg Rnwl (939)
NJ IA Firm Reg Rnwl-BD (991)
NJ IA Firm Reg Rnwl-NTC (1043)
NJ IA Firm Reg-BD (679)
NJ IA Firm Reg-BD From ERA (2413)
NJ IA Firm Reg-From ERA (2360)
NJ IA Firm Reg-NTC (731)
NJ IA Firm Reg-NTC From ERA (2254)
NJ IA Firm Reg-NTC-BD From ERA (2307)
NJ Individual Reg. Fee (197)
NJ Individual Renewal Fee (321)
NJ Mass Transfer AG Fee (550)
NJ Mass Transfer Branch Fee (1985)
NJ Mass Transfer IA Branch Fee (1986)
NJ Mass Transfer RA Fee (551)
NJ MassTransfer Dual AG/RA Fee (1707)
NJ MassTransfer DualBranch Fee (1987)
NJ RA Reg. Discount Fee (1454)
NJ RA Registration Fee (1451)
NJ RA Ren. Discount Fee (1455)
NJ RA Renewals Fee (1452)
NJ RA Transfer Fee (1453)
NJ Transfer Fee (382)
NM Broker Dealer Reg. Fee (137)
NM Broker Dealer Renewal Fee (260)
NM IA Firm ERA (2149)
NM IA Firm ERA Rnwl (2632)
NM IA Firm ERA Rnwl-BD (2633)
NM IA Firm ERA-BD (2202)
NM IA Firm NTC (784)
NM IA Firm NTC Rnwl (1096)
NM IA Firm NTC Rnwl-BD (1148)
NM IA Firm NTC Rnwl-Reg (1200)
NM IA Firm NTC-BD (836)
NM IA Firm NTC-BD From ERA (2520)
NM IA Firm NTC-From ERA (2467)
NM IA Firm NTC-Reg (888)
NM IA Firm Reg (628)
NM IA Firm Reg Rnwl (940)
NM IA Firm Reg Rnwl-BD (992)
NM IA Firm Reg Rnwl-NTC (1044)
NM IA Firm Reg-BD (680)
NM IA Firm Reg-BD From ERA (2414)
NM IA Firm Reg-From ERA (2361)
NM IA Firm Reg-NTC (732)
NM IA Firm Reg-NTC From ERA (2255)
NM IA Firm Reg-NTC-BD From ERA (2308)
NM Individual Reg. Fee (198)
NM Individual Renewal Fee (322)
NM Mass Transfer AG Fee (552)
NM Mass Transfer Branch Fee (1988)
NM Mass Transfer IA Branch Fee (1989)
NM Mass Transfer RA Fee (553)
NM MassTransfer Dual AG/RA Fee (1990)
NM MassTransfer DualBranch Fee (1991)
NM RA Reg. Discount Fee (1459)
NM RA Registration Fee (1456)
NM RA Ren. Discount Fee (1460)
NM RA Renewals Fee (1457)
NM RA Transfer Fee (1458)
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Sanction Guidelines (417)
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Study Outline - Series 04 (485)
Study Outline - Series 05 (486)
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Study Outline - Series 07 (488)
Study Outline - Series 08 (489)
Study Outline - Series 11 (490)
Study Outline - Series 17 (491)
Study Outline - Series 22 (492)
Study Outline - Series 24 (493)
Study Outline - Series 26 (494)
Study Outline - Series 27 (495)
Study Outline - Series 28 (496)
Study Outline - Series 37/38 (497)
Study Outline - Series 39 (498)
Study Outline - Series 42 (499)
Study Outline - Series 47 (500)
Study Outline - Series 55 (501)
Study Outline - Series 62 (502)
Study Outline - Series 63 (503)
Study Outline - Series 64 (504)
Study Outline - Series 72 (505)
Subscriber Bulletin Issue (452)
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TN Broker Dealer Reg. Fee (149)
TN Broker Dealer Renewal Fee (272)
TN IA Firm ERA (2161)
TN IA Firm ERA Rnwl (2656)
TN IA Firm ERA Rnwl-BD (2657)
TN IA Firm ERA-BD (2214)
TN IA Firm NTC (795)
TN IA Firm NTC Rnwl (1107)
TN IA Firm NTC Rnwl-BD (1159)
TN IA Firm NTC Rnwl-Reg (1211)
TN IA Firm NTC-BD (847)
TN IA Firm NTC-BD From ERA (2532)
TN IA Firm NTC-From ERA (2479)
TN IA Firm NTC-Reg (899)
TN IA Firm Reg (639)
TN IA Firm Reg Rnwl (951)
TN IA Firm Reg Rnwl-BD (1003)
TN IA Firm Reg Rnwl-NTC (1055)
TN IA Firm Reg-BD (691)
TN IA Firm Reg-BD From ERA (2426)
TN IA Firm Reg-From ERA (2373)
TN IA Firm Reg-NTC (743)
TN IA Firm Reg-NTC From ERA (2267)
TN IA Firm Reg-NTC-BD From ERA (2320)
TN Individual Reg. Fee (210)
TN Individual Renewal Fee (334)
TN Mass Transfer AG Fee (2041)
TN Mass Transfer Branch Fee (2042)
TN Mass Transfer IA Branch Fee (2043)
TN Mass Transfer RA Fee (2044)
TN MassTransfer Dual AG/RA Fee (2045)
TN MassTransfer DualBranch Fee (2046)
TN RA Reg. Discount Fee (1519)
TN RA Registration Fee (1516)
TN RA Ren. Discount Fee (1520)
TN RA Renewals Fee (1517)
TN RA Transfer Fee (1518)
TN Transfer Fee (395)
TX BD Branch Discount Fee (1697)
TX BD Branch Registration Fee (559)
TX BD Branch Renewal Fee (560)
TX BD/IA Dual Branch Fee (1699)
TX Broker Dealer Reg. Fee (150)
TX Broker Dealer Renewal Fee (273)
TX Form BR Amendment Fee (558)
TX IA Branch Discount Fee (1698)
TX IA Branch Registration Fee (561)
TX IA Branch Ren. Discount Fee (1771)
TX IA Branch Renewal Fee (562)
TX IA Firm ERA (2162)
TX IA Firm ERA Rnwl (2658)
TX IA Firm ERA Rnwl-BD (2659)
TX IA Firm ERA-BD (2215)
TX IA Firm NTC (807)
TX IA Firm NTC Rnwl (1119)
TX IA Firm NTC Rnwl-BD (1171)
TX IA Firm NTC Rnwl-Reg (1223)
TX IA Firm NTC-BD (859)
TX IA Firm NTC-BD From ERA (2533)
TX IA Firm NTC-From ERA (2480)
TX IA Firm NTC-Reg (911)
TX IA Firm Reg (651)
TX IA Firm Reg Rnwl (963)
TX IA Firm Reg Rnwl-BD (1015)
TX IA Firm Reg Rnwl-NTC (1067)
TX IA Firm Reg-BD (703)
TX IA Firm Reg-BD From ERA (2427)
TX IA Firm Reg-From ERA (2374)
TX IA Firm Reg-NTC (755)
TX IA Firm Reg-NTC From ERA (2268)
TX IA Firm Reg-NTC-BD From ERA (2321)
TX Individual Reg. Fee (211)
TX Individual Renewal Fee (335)
TX Mass Transfer AG Fee (1818)
TX Mass Transfer Branch Fee (1819)
TX Mass Transfer IA Branch Fee (1820)
TX Mass Transfer RA Fee (1821)
TX MassTransfer Dual AG/RA Fee (1822)
TX MassTransfer DualBranch Fee (1823)
TX RA Reg. Discount Fee (1524)
TX RA Registration Fee (1521)
TX RA Ren. Discount Fee (1525)
TX RA Renewals Fee (1522)
TX RA Transfer Fee (1523)
TX Transfer Fee (396)
U-4 Forms (514)
U-5 Forms (515)
UT Broker Dealer Reg. Fee (151)
UT Broker Dealer Renewal Fee (274)
UT IA Firm ERA (2163)
UT IA Firm ERA Rnwl (2660)
UT IA Firm ERA Rnwl-BD (2661)
UT IA Firm ERA-BD (2216)
UT IA Firm NTC (796)
UT IA Firm NTC Rnwl (1108)
UT IA Firm NTC Rnwl-BD (1160)
UT IA Firm NTC Rnwl-Reg (1212)
UT IA Firm NTC-BD (848)
UT IA Firm NTC-BD From ERA (2534)
UT IA Firm NTC-From ERA (2481)
UT IA Firm NTC-Reg (900)
UT IA Firm Reg (640)
UT IA Firm Reg Rnwl (952)
UT IA Firm Reg Rnwl-BD (1004)
UT IA Firm Reg Rnwl-NTC (1056)
UT IA Firm Reg-BD (692)
UT IA Firm Reg-BD From ERA (2428)
UT IA Firm Reg-From ERA (2375)
UT IA Firm Reg-NTC (744)
UT IA Firm Reg-NTC From ERA (2269)
UT IA Firm Reg-NTC-BD From ERA (2322)
UT Individual Reg. Fee (212)
UT Individual Renewal Fee (336)
UT Mass Transfer AG Fee (2047)
UT Mass Transfer Branch Fee (2048)
UT Mass Transfer IA Branch Fee (2049)
UT Mass Transfer RA Fee (2050)
UT MassTransfer Dual AG/RA Fee (2051)
UT MassTransfer DualBranch Fee (2052)
UT RA Reg. Discount Fee (1529)
UT RA Registration Fee (1526)
UT RA Ren. Discount Fee (1530)
UT RA Renewals Fee (1527)
UT RA Transfer Fee (1528)
UT Transfer Fee (397)
VA Broker Dealer Reg. Fee (153)
VA Broker Dealer Renewal Fee (276)
VA IA Firm ERA (2165)
VA IA Firm ERA Rnwl (2664)
VA IA Firm ERA Rnwl-BD (2665)
VA IA Firm ERA-BD (2218)
VA IA Firm NTC (798)
VA IA Firm NTC Rnwl (1110)
VA IA Firm NTC Rnwl-BD (1162)
VA IA Firm NTC Rnwl-Reg (1214)
VA IA Firm NTC-BD (850)
VA IA Firm NTC-BD From ERA (2536)
VA IA Firm NTC-From ERA (2483)
VA IA Firm NTC-Reg (902)
VA IA Firm Reg (642)
VA IA Firm Reg Rnwl (954)
VA IA Firm Reg Rnwl-BD (1006)
VA IA Firm Reg Rnwl-NTC (1058)
VA IA Firm Reg-BD (694)
VA IA Firm Reg-BD From ERA (2430)
VA IA Firm Reg-From ERA (2377)
VA IA Firm Reg-NTC (746)
VA IA Firm Reg-NTC From ERA (2271)
VA IA Firm Reg-NTC-BD From ERA (2324)
VA Individual Reg. Fee (214)
VA Individual Renewal Fee (338)
VA Mass Transfer AG Fee (569)
VA Mass Transfer Branch Fee (2053)
VA Mass Transfer IA Branch Fee (2054)
VA Mass Transfer RA Fee (570)
VA MassTransfer Dual AG/RA Fee (2055)
VA MassTransfer DualBranch Fee (2056)
VA RA Reg. Discount Fee (1539)
VA RA Registration Fee (1536)
VA RA Ren. Discount Fee (1540)
VA RA Renewals Fee (1537)
VA RA Transfer Fee (1538)
VA Transfer Fee (399)
VI BD Branch Discount Fee (2568)
VI BD Branch Registration Fee (2558)
VI BD Branch Renewal Fee (2559)
VI BD/IA Dual Branch Fee (2562)
VI Broker Dealer Reg. Fee (1726)
VI Broker Dealer Renewal Fee (1728)
VI IA Branch Discount Fee (2569)
VI IA Branch Registration Fee (2560)
VI IA Branch Ren. Discount Fee (2563)
VI IA Branch Renewal Fee (2561)
VI IA Firm ERA (2170)
VI IA Firm ERA Rnwl (2674)
VI IA Firm ERA Rnwl-BD (2675)
VI IA Firm ERA-BD (2223)
VI IA Firm NTC (1734)
VI IA Firm NTC Rnwl (1740)
VI IA Firm NTC Rnwl-BD (1741)
VI IA Firm NTC Rnwl-Reg (1742)
VI IA Firm NTC-BD (1735)
VI IA Firm NTC-BD From ERA (2541)
VI IA Firm NTC-From ERA (2488)
VI IA Firm NTC-Reg (1736)
VI IA Firm Reg (1731)
VI IA Firm Reg Rnwl (1737)
VI IA Firm Reg Rnwl-BD (1738)
VI IA Firm Reg Rnwl-NTC (1739)
VI IA Firm Reg-BD (1732)
VI IA Firm Reg-BD From ERA (2435)
VI IA Firm Reg-From ERA (2382)
VI IA Firm Reg-NTC (1733)
VI IA Firm Reg-NTC From ERA (2276)
VI IA Firm Reg-NTC-BD From ERA (2329)
VI Individual Reg. Fee (1727)
VI Individual Renewal Fee (1729)
VI Mass Transfer AG Fee (1749)
VI Mass Transfer Branch Fee (2057)
VI Mass Transfer IA Branch Fee (2058)
VI Mass Transfer RA Fee (1748)
VI MassTransfer Dual AG/RA Fee (1750)
VI MassTransfer DualBranch Fee (2059)
VI RA Reg. Discount Fee (1746)
VI RA Registration Fee (1743)
VI RA Ren. Discount Fee (1747)
VI RA Renewals Fee (1744)
VI RA Transfer Fee (1745)
VI Transfer Fee (1730)
VT Mass Transfer Branch Fee (1685)
VT BD Branch Registration Fee (565)
VT BD Branch Renewal Fee (566)
VT BD/IA Dual Branch Fee (2798)
VT Broker Dealer Reg. Fee (152)
VT Broker Dealer Renewal Fee (275)
VT IA Branch Registration Fee (567)
VT IA Branch Ren. Discount Fee (1777)
VT IA Branch Renewal Fee (568)
VT IA Firm ERA (2164)
VT IA Firm ERA Rnwl (2662)
VT IA Firm ERA Rnwl-BD (2663)
VT IA Firm ERA-BD (2217)
VT IA Firm NTC (797)
VT IA Firm NTC Rnwl (1109)
VT IA Firm NTC Rnwl-BD (1161)
VT IA Firm NTC Rnwl-Reg (1213)
VT IA Firm NTC-BD (849)
VT IA Firm NTC-BD From ERA (2535)
VT IA Firm NTC-From ERA (2482)
VT IA Firm NTC-Reg (901)
VT IA Firm Reg (641)
VT IA Firm Reg Rnwl (953)
VT IA Firm Reg Rnwl-BD (1005)
VT IA Firm Reg Rnwl-NTC (1057)
VT IA Firm Reg-BD (693)
VT IA Firm Reg-BD From ERA (2429)
VT IA Firm Reg-From ERA (2376)
VT IA Firm Reg-NTC (745)
VT IA Firm Reg-NTC From ERA (2270)
VT IA Firm Reg-NTC-BD From ERA (2323)
VT Individual Reg. Fee (213)
VT Individual Renewal Fee (337)
VT Mass Transfer AG Fee (563)
VT Mass Transfer IA Branch Fee (2060)
VT Mass Transfer RA Fee (564)
VT MassTransfer Dual AG/RA Fee (2061)
VT MassTransfer DualBranch Fee (2062)
VT RA Reg. Discount Fee (1534)
VT RA Registration Fee (1531)
VT RA Ren. Discount Fee (1535)
VT RA Renewals Fee (1532)
VT RA Transfer Fee (1533)
VT Transfer Fee (398)
WA BD Branch Discount Fee (2545)
WA BD Branch Registration Fee (2542)
WA BD Branch Renewal Fee (2546)
WA BD/IA Dual Branch Fee (2544)
WA Broker Dealer Reg. Fee (154)
WA Broker Dealer Renewal Fee (277)
WA IA Branch Discount Fee (2547)
WA IA Branch Registration Fee (2543)
WA IA Branch Ren. Discount Fee (2549)
WA IA Branch Renewal Fee (2548)
WA IA Firm ERA (2166)
WA IA Firm ERA Rnwl (2666)
WA IA Firm ERA Rnwl-BD (2667)
WA IA Firm ERA-BD (2219)
WA IA Firm NTC (799)
WA IA Firm NTC Rnwl (1111)
WA IA Firm NTC Rnwl-BD (1163)
WA IA Firm NTC Rnwl-Reg (1215)
WA IA Firm NTC-BD (851)
WA IA Firm NTC-BD From ERA (2537)
WA IA Firm NTC-From ERA (2484)
WA IA Firm NTC-Reg (903)
WA IA Firm Reg (643)
WA IA Firm Reg Rnwl (955)
WA IA Firm Reg Rnwl-BD (1007)
WA IA Firm Reg Rnwl-NTC (1059)
WA IA Firm Reg-BD (695)
WA IA Firm Reg-BD From ERA (2431)
WA IA Firm Reg-From ERA (2378)
WA IA Firm Reg-NTC (747)
WA IA Firm Reg-NTC From ERA (2272)
WA IA Firm Reg-NTC-BD From ERA (2325)
WA Individual Reg. Fee (215)
WA Individual Renewal Fee (339)
WA Mass Transfer AG Fee (571)
WA Mass Transfer Branch Fee (2063)
WA Mass Transfer IA Branch Fee (2064)
WA Mass Transfer RA Fee (572)
WA MassTransfer Dual AG/RA Fee (2065)
WA MassTransfer DualBranch Fee (2066)
WA RA Reg. Discount Fee (1544)
WA RA Registration Fee (1541)
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WA RA Renewals Fee (1542)
WA RA Transfer Fee (1543)
WA Transfer Fee (400)
WI BD Branch Discount Fee (1700)
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WI BD Branch Renewal Fee (1711)
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WI Broker Dealer Reg. Fee (156)
WI Broker Dealer Renewal Fee (279)
WI IA Branch Discount Fee (1701)
WI IA Branch Notice Filing Fee (1662)
WI IA Branch Ren. Discount Fee (1772)
WI IA Branch Renewal Fee (1713)
WI IA Firm ERA (2168)
WI IA Firm ERA Rnwl (2670)
WI IA Firm ERA Rnwl-BD (2671)
WI IA Firm ERA-BD (2221)
WI IA Firm NTC (801)
WI IA Firm NTC Rnwl (1113)
WI IA Firm NTC Rnwl-BD (1165)
WI IA Firm NTC Rnwl-Reg (1217)
WI IA Firm NTC-BD (853)
WI IA Firm NTC-BD From ERA (2539)
WI IA Firm NTC-From ERA (2486)
WI IA Firm NTC-Reg (905)
WI IA Firm Reg (645)
WI IA Firm Reg Rnwl (957)
WI IA Firm Reg Rnwl-BD (1009)
WI IA Firm Reg Rnwl-NTC (1061)
WI IA Firm Reg-BD (697)
WI IA Firm Reg-BD From ERA (2433)
WI IA Firm Reg-From ERA (2380)
WI IA Firm Reg-NTC (749)
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WI Individual Reg. Fee (217)
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WI RA Transfer Fee (1553)
WI Transfer Fee (402)
WV BD Branch Notice Fee (598)
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WV Broker Dealer Reg. Fee (155)
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WV IA Branch Notice Filing Fee (2100)
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WV IA Branch Ren. Fee (1776)
WV IA Firm ERA (2167)
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WV IA Firm ERA-BD (2220)
WV IA Firm NTC (800)
WV IA Firm NTC Rnwl (1112)
WV IA Firm NTC Rnwl-BD (1164)
WV IA Firm NTC Rnwl-Reg (1216)
WV IA Firm NTC-BD (852)
WV IA Firm NTC-BD From ERA (2538)
WV IA Firm NTC-From ERA (2485)
WV IA Firm NTC-Reg (904)
WV IA Firm Reg (644)
WV IA Firm Reg Rnwl (956)
WV IA Firm Reg Rnwl-BD (1008)
WV IA Firm Reg Rnwl-NTC (1060)
WV IA Firm Reg-BD (696)
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WV IA Firm Reg-From ERA (2379)
WV IA Firm Reg-NTC (748)
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WV Individual Reg. Fee (216)
WV Individual Renewal Fee (340)
WV Mass Transfer AG Fee (596)
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WV Mass Transfer IA Branch Fee (2067)
WV Mass Transfer RA Fee (597)
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WV RA Reg. Discount Fee (1549)
WV RA Registration Fee (1546)
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WV RA Renewals Fee (1547)
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WV Transfer Fee (401)
WY Broker Dealer Reg. Fee (157)
WY Broker Dealer Renewal Fee (280)
WY Individual Reg. Fee (218)
WY Individual Renewal Fee (342)
WY Mass Transfer AG Fee (2070)
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WY RA Reg. Discount Fee (1559)
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WY Transfer Fee (403)
WY IA Firm Reg (2809)
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WY IA Firm Reg-BD (2815)
WY IA Firm NTC-BD (2816)
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WY IA Firm Reg-NTC (2818)
WY IA Firm NTC-Reg (2819)
WY IA Firm Reg-BD From ERA (2820)
WY IA Firm NTC-BD From ERA (2821)
WY IA Firm Reg-From ERA (2822)
WY IA Firm NTC-From ERA (2823)
WY IA Firm Reg-NTC-BD From ERA (2824)
WY IA Firm Reg-NTC From ERA (2825)
WY IA Firm Reg Rnwl-BD (2826)
WY IA Firm NTC Rnwl-BD (2827)
WY IA Firm ERA Rnwl-BD (2828)
WY IA Firm Reg Rnwl-NTC (2829)
WY IA Firm NTC Rnwl-Reg (2830)
Web EFT Download Fee (1291)
Web EFT Download Upgrade (1292)
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IARCE Reg Element Fees (2876)
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