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2019063633301 John A. Orlando CRD 2002197 Order Accepting Offer of Settlement gg (2022-1662337198208).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John A. Orlando CRD No. 2002197, Respondent Disciplinary Proceeding No. 2019063633301 Hearing Officer—RES ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 5, 2022 INTRODUCTION Disciplinary Proceeding No. 2019063633301 was filed on March 31, 2022, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent John A. Orlando submitted an Offer of Settlement (Offer) to Complainant dated August 4, 2022.