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Katie Kuehns

Katie Kuehns is Vice President, Human Resources Business Partner. She serves as a trusted advisor and strategic leader who partners with senior executives to align FINRA's business priorities with forward-thinking people strategies. She leads talent and leadership development initiatives, strengthens organizational culture, and leverages workforce analytics and data-driven insights to support strategic decision-making and drive organizational effectiveness.

2021071366301 Antoine Nabih Souma CRD 4210987 AWC gg (2023-1679617200719).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071366301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Antoine Nabih Souma (Respondent) Former General Securities Representative CRD No. 4210987 Pursuant to FlNRA Rule 9216, Respondent Antoine Nabih Souma submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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