FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072740101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Edward Reilly (Respondent) General Securities Representative CRD No. 1175190 Pursuant to FINRA Rule 9216, Respondent Brian Edward Reilly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE,. WAIVER, AND CONSENT NO .. 2021069393901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Financial Security Management, Incorporated (Respondent) Member Firm CRD No. 43000 Pursuant to FINRA Rule 9216, Respondent Financial Security Management, Incorporated (FSM) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.