2017053428201 DreamFunded Marketplace CRD 283594 and Manuel Fernandez CRD 6639970 Extended Hearing Panel Decision va (2019-1563547760330).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DREAMFUNDED MARKETPLACE, LLC (CRD No. 283594), and MANUEL FERNANDEZ (CRD No. 6639970), Respondents. Disciplinary Proceeding No. 2017053428201 Hearing Officer-LOM EXTENDED HEARING PANEL DECISION June 5, 2019 Respondent DreamFunded Marketplace, LLC, was registered with FINRA as a funding portal member, and its co-founder and Chief Executive Officer, Respondent Manuel Fernandez, was an associated