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2016048614701 Dealerweb Inc. CRD 19662 AWC va (2021-1630887617625).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016048614701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dealerweb Inc., Respondent Member Firm CRD No. 19662 Pursuant to FINRA Rule 9216, Respondent Dealerweb Inc. (Dealerweb) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2017055890901 Cesar Hurtado CRD 4137948 AWC va (2021-1630887616784).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017055890901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Cesar Hurtado (Respondent) General Securities Representative CRD No. 4137948 Pursuant to FINRA Rule 9216, Respondent Cesar Hurtado submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.