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Lynn Conner Comment On Regulatory Notice 22-08

I shouldn't have to pass some kind of test to invest in inverse funds. I am educated and capable of understanding leveraged and inverse funds, their risks, and their ability to hedge my investments when used as a part of my overall portfolio strategy.

I originally used these leveraged funds in several of my watch list portfolios where they outperformed the portfolios without applying them thus convincing me of their benefit. I definitely would not like restrictions applied to them.

Jeremy Scott Comment On Regulatory Notice 22-08

Comments: I think that L&I funds should still be readily available to retail customers without restrictions. I have done my own due diligence, as I think all investors should, in regards to understanding the products and if they are suitable for me. I understand throughly that leveraged products are not meant to be utilized for a long term investment due to the negative drag built into the products. They should only be use as short term trades.

Phuoc Le Comment On Regulatory Notice 22-08

I oppose any restrictions by FINRA or any other regulatory bodies on my right to invest in publicly available investments such as leveraged and inverse funds. You couch your actions as protecting individual investors. We do not need your paternalistic [REDACTED]. Take it elsewhere. There should not be any special process, including passing a test or net worth test, or any of that crap to invest as I see fit. It's MY MONEY and I decide what strategies work best for me, including the use of leveraged and inverse funds WHEN I DETERMINE IT'S APPROPRIATE. Not you bureaucrats decide.