| FINRA.org Skip to main content

Cole Heggem Comment On Regulatory Notice 22-08

Leveraged and inverse funds are important to my investment strategy. As someone who cannot invest a large portion of my income, these funds give me the leverage I need to maintain an appropriate growth rate to be able to retire in the future. I have been investing in these types of funds for years and am well associated with the risks. I did dozens of hours of research before I ever invested a penny in them. I am especially opposed to the "cool off periods" and demonstration of high net worth to trade these securities.

Ajit Arya Comment On Regulatory Notice 22-08

I oppose restrictions to my right to invest. For many years, I have been studying about complex investments in public securities, like leveraged and inverse funds, and feel confident of understanding leveraged and inverse funds and their risks. I have been successfully using them to seek enhanced returns and building wealth. I don't need regulators to put restrictions on my right to invest the way I feel confortable.

Rakshita Dayal Comment On Regulatory Notice 22-08

Please do not limit/restrict my and other investors' access to L&I Funds or disqualify us from trading L&I Funds or other "complex products".

I do have a strong understanding of the characteristics and risks of L&I Funds, and that understand that their purpose is for short-term active trading, and that they should be monitored regularly.

I get regular warnings from my brokerage firms in connection with your investments in L&I Funds, my and their rationale.