FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072277201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Jeffrey Ernest Marburger (Respondent)
Former Investment Company and Variable Contracts Products Representative
CRD No. 2872490
Pursuant to FINRA Rule 9216, Respondent Jeffrey Ernest Marburger submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.