Market Centers | FINRA.org Skip to main content

OTC Market Maker

The following firms have designated FINRA as their participant for the disclosure of SEC-required order execution information under SEC Rule 605. Click on a firm name to view their report details and URL history.

Showing 55 firms
Firm Name Sort descending Reported ID
A.G.P. / ALLIANCE GLOBAL PARTNERS ALNC
B. Riley Securities, Inc. RILY
BARCLAYS CAPITAL INC. LEHM
BERNSTEIN, SANFORD C & CO., LLC BERN
BMO CAPITAL MARKETS BMOC
BofA Securities, Inc. MLCO
BTIG, LLC BTIG
C. L. KING & ASSOCIATES, INC. KING
CANACCORD GENUITY INC. ADAM
Canaccord Genuity Inc. CSTI
CANTOR, FITZGERALD & CO. CANT
CITADEL SECURITIES, LLC CDRG
CITIGROUP GLOBAL MARKETS INC. SBSH
DAIWA CAPITAL MARKETS AMERICA INC. DAWA
DAVIDSON (D.A.) & CO. INC. DADA
DOWLING & PARTNERS SECURITIES, LLC DOWL
Edward Jones EDJO
G1 Execution Services ETMM
GOLDMAN SACHS AND COMPANY GSCO
GUGGENHEIM SECURITIES, LLC GUGS
HRT Financial LP HRTF
Interactive Brokers Corp IBCO
J.P. MORGAN SECURITIES LLC JPMS
JANE STREET CAPITAL, LLC JNST
Jane Street Capital, LLC JSCA
Jefferies LLC JEFF
KEEFE BRUYETTE & WOODS, INC. KBWI
KEYBANC CAPITAL MARKETS INC. KEYB
LEERINK Partners LLC LEER
MACQUARIE CAPITAL (USA) INC. MACQ
MAXIM GROUP LLC MAXM
MIZUHO SECURITIES USA INC. MZHO
MORGAN STANLEY & CO. LLC MSCO
Muriel Siebert & Co., Inc. STXG
NATIONAL FINANCIAL SERVICES LLC NFSC
OPPENHEIMER & CO. INC. OPCO
PAULSON INVESTMENT CO., INC. PAUL
PIPER JAFFRAY & CO. PIPR
RAYMOND JAMES & ASSOCIATES, INC. RAJA
RBC CAPITAL MARKETS, LLC RBCM
ROBERT W. BAIRD & CO. INCORPORATED BARD
SG Americas Securities, LLC SGAS
STEPHENS, INC. SPHN
STIFEL NICOLAUS & COMPANY, INC STFL
StoneX Financial, Inc. INTL
SUSQUEHANNA FINANCIAL GROUP, LLP SUFI
THE VERTICAL TRADING GROUP, LLC VERT
TRUIST SECURITIES, INC. RHCO
TWO SIGMA SECURITIES, LLC SOHO
UBS SECURITIES, LLC UBSS