Membership Application Program (MAP) Updates (Duration: 20 Minutes)
Stay informed about significant changes to FINRA's Membership Application Program (MAP). This webinar covers organizational and program updates, along with important information about Form NMA enhancements. Participants gain insight into the program's direction and understand key improvements to the application process.
This event is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.
FINRA Speakers:
- Kayte Toczylowski, Senior Vice President, Member Relations and Education
- Andrew McElduff, Vice President and Head of MAP and Risk Monitoring
Resources:
FINRA User Guide for the New Member Application
Regulatory Notice 26-09: FINRA Enhances New Member Application (Form NMA)
Enhanced Form NMA Demonstration